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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRX
9201
PUT
DELISTED
Catalyst Pharmaceutical
CPRX
$6K ﹤0.01%
1,900
+1,500
+375% +$3.92K
DAKT icon
9202
CALL
Daktronics
DAKT
$941M
$6K ﹤0.01%
500
-700
-58% -$8.53K
DSS icon
9203
CALL
DSS Inc
DSS
$5.52M
$6K ﹤0.01%
3
+1
+50% +$2.71K
DXR icon
9204
Daxor
DXR
$61M
$6K ﹤0.01%
905
+129
+17% +$892
EWV icon
9205
CALL
ProShares Trust UltraShort MSCI Japan
EWV
$5.92M
$6K ﹤0.01%
+25
New +$6.1K
EXAS
9206
PUT
DELISTED
Exact Sciences
EXAS
$6K ﹤0.01%
300
+200
+200% +$3.67K
FL
9207
PUT
DELISTED
Foot Locker
FL
$6K ﹤0.01%
+100
New +$5.26K
GASS icon
9208
CALL
StealthGas
GASS
$328M
$6K ﹤0.01%
700
– –
HBIO icon
9209
Harvard Bioscience
HBIO
$27.1M
$6K ﹤0.01%
146
+126
+630% +$5.79K
IDN icon
9210
Intellicheck
IDN
$73.5M
$6K ﹤0.01%
1,669
+128
+8% +$651
IQV icon
9211
CALL
IQVIA
IQV
$34.7B
$6K ﹤0.01%
100
-1,200
-92% -$67.1K
JAKK icon
9212
Jakks Pacific
JAKK
$280M
$6K ﹤0.01%
81
+36
+80% +$2.54K
JKS
9213
PUT
JinkoSolar
JKS
$775M
$6K ﹤0.01%
200
-1,000
-83% -$28.5K
MAIN icon
9214
PUT
Main Street Capital
MAIN
$4.97B
$6K ﹤0.01%
200
-1,500
-88% -$47.9K
MDGL icon
9215
CALL
Madrigal Pharmaceuticals
MDGL
$12.6B
$6K ﹤0.01%
57
-29
-34% -$4.03K
MITK icon
9216
CALL
Mitek Systems
MITK
$762M
$6K ﹤0.01%
2,600
+600
+30% +$1.74K
MLKN icon
9217
CALL
MillerKnoll
MLKN
$1.5B
$6K ﹤0.01%
+200
New +$6.01K
MMSI icon
9218
Merit Medical Systems
MMSI
$4.43B
$6K ﹤0.01%
500
-2,242
-82% -$29.7K
MTZ icon
9219
PUT
MasTec
MTZ
$26.7B
$6K ﹤0.01%
200
+100
+100% +$2.97K
SDEV
9220
Stablecoin Development Corp
SDEV
$29.8M
– –
0
– –
NG icon
9221
PUT
NovaGold Resources
NG
$2.6B
$6K ﹤0.01%
2,000
+500
+33% +$1.88K
NVGS icon
9222
CALL
Navigator Holdings
NVGS
$1.34B
$6K ﹤0.01%
200
-200
-50% -$5.81K
NWG icon
9223
PUT
NatWest
NWG
$71.5B
$6K ﹤0.01%
464
-12,536
-96% -$156K
PCAR icon
9224
PUT
PACCAR
PCAR
$69.6B
$6K ﹤0.01%
150
-1,350
-90% -$56.3K
PCTY icon
9225
CALL
Paylocity
PCTY
$6.71B
$6K ﹤0.01%
300
+200
+200% +$4.3K
367 368
369
370 371

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.