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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBK
9151
DELISTED
Christopher & Banks Corporation
CBK
$7K ﹤0.01%
700
-7,020
-91% -$67.3K
SIR
9152
CALL
DELISTED
SELECT INCOME REIT
SIR
$7K ﹤0.01%
+682
New +$8.24K
PRKR
9153
CALL
DELISTED
Parkervision Inc
PRKR
$7K ﹤0.01%
650
+100
+18% +$1.27K
RT
9154
DELISTED
Ruby Tuesday Georgia
RT
$7K ﹤0.01%
1,136
-10,976
-91% -$70.6K
BSTG
9155
DELISTED
Biostage, Inc. Common Stock
BSTG
$7K ﹤0.01%
887
-1,588
-64% -$13K
STS
9156
DELISTED
Supreme Industries Inc Class A
STS
$7K ﹤0.01%
+918
New +$6.65K
GSOL
9157
DELISTED
Global Sources Ltd
GSOL
$7K ﹤0.01%
1,085
-2,180
-67% -$16K
VIXH
9158
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
$7K ﹤0.01%
284
-274
-49% -$6.53K
WILN
9159
DELISTED
Wi-LAN Inc.
WILN
$7K ﹤0.01%
2,023
+1,627
+411% +$5.65K
ACW
9160
CALL
DELISTED
Accuride Corp
ACW
$7K ﹤0.01%
1,800
– –
HNR
9161
PUT
DELISTED
Harvest Natural Resources
HNR
$7K ﹤0.01%
450
+250
+125% +$4.56K
ULTR
9162
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$7K ﹤0.01%
2,386
-2,599
-52% -$8.62K
EXAM
9163
CALL
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$7K ﹤0.01%
+200
New +$6.57K
NKA
9164
CALL
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$7K ﹤0.01%
600
+100
+20% +$1.45K
AFOP
9165
PUT
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$7K ﹤0.01%
600
-800
-57% -$11.9K
NRX
9166
DELISTED
NEPHROGENEX INC COM
NRX
$7K ﹤0.01%
+1,466
New +$6.98K
PULB
9167
DELISTED
PULASKI FINANCIAL CORP
PULB
$7K ﹤0.01%
+631
New +$7.19K
VIMC
9168
CALL
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
$7K ﹤0.01%
+700
New +$3.06K
SFY
9169
CALL
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$7K ﹤0.01%
700
-100
-13% -$1.14K
WX
9170
CALL
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$7K ﹤0.01%
+200
New +$6.86K
C.WS.B
9171
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$7K ﹤0.01%
200,000
– –
RCPT
9172
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
$7K ﹤0.01%
106
+60
+130% +$2.87K
VIDE
9173
DELISTED
VIDEO DISPLAY CORP
VIDE
$7K ﹤0.01%
+2,348
New +$7.4K
BEAT
9174
PUT
DELISTED
BioTelemetry, Inc.
BEAT
$7K ﹤0.01%
1,000
-53,300
-98% -$374K
CHYR
9175
DELISTED
CHYRONHEGO CORP COM STK (NY)
CHYR
$7K ﹤0.01%
2,261
+1,074
+90% +$2.63K
365 366
367
368 369

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.