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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARC
9176
DELISTED
ARC Document Solutions, Inc.
ARC
$7K ﹤0.01%
+836
New +$5.6K
HPJ
9177
DELISTED
Highpower International Inc
HPJ
$7K ﹤0.01%
+855
New +$4.73K
EBIX
9178
CALL
DELISTED
Ebix Inc
EBIX
$7K ﹤0.01%
500
+400
+400% +$5.55K
NTP
9179
CALL
DELISTED
Nam Tai Property Inc.
NTP
$7K ﹤0.01%
1,100
-11,200
-91% -$77.9K
SAGG
9180
DELISTED
Direxion Daily Total Bond Market Bear 1X Shares
SAGG
$7K ﹤0.01%
204
-1,326
-87% -$45.4K
IMUC
9181
CALL
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$7K ﹤0.01%
200
-63
-24% -$2.43K
YDIV
9182
DELISTED
First Trust International Multi-Asset Diversified Income Index Fund
YDIV
$7K ﹤0.01%
+323
New +$6.89K
KODK.WS.A
9183
DELISTED
Eastman Kodak Company
KODK.WS.A
$7K ﹤0.01%
1,299
+408
+46% +$3.07K
WR
9184
PUT
DELISTED
Westar Energy Inc
WR
$7K ﹤0.01%
200
-500
-71% -$18.1K
KROO
9185
DELISTED
IQ Australia Small Cap ETF
KROO
$7K ﹤0.01%
400
-804
-67% -$15.7K
OKSB
9186
DELISTED
Southwest Bancorp Inc/OK
OKSB
$7K ﹤0.01%
464
-376
-45% -$6.11K
RTK
9187
DELISTED
Rentech, Inc.
RTK
$7K ﹤0.01%
382
-6,826
-95% -$148K
NADL
9188
PUT
DELISTED
North Atlantic Drilling Ltd
NADL
$7K ﹤0.01%
100
-170
-63% -$16.2K
TIO
9189
DELISTED
Tingo Group, Inc. Common Stock
TIO
$7K ﹤0.01%
+2,069
New +$7.31K
BDG
9190
DELISTED
DB BASE METALS LONG ETN DUE 06/01/2038
BDG
$7K ﹤0.01%
+371
New +$7.01K
HR
9191
CALL
DELISTED
Healthcare Realty Trust Incorporated
HR
$7K ﹤0.01%
300
-7,000
-96% -$173K
ALB icon
9192
CALL
Albemarle
ALB
$13.5B
$6K ﹤0.01%
100
-100
-50% -$6.5K
ARL icon
9193
American Realty Investors
ARL
$239M
$6K ﹤0.01%
1,184
– –
AWRE icon
9194
Aware
AWRE
$23.6M
$6K ﹤0.01%
1,500
-312
-17% -$1.5K
BANC icon
9195
PUT
Banc of California
BANC
$3.28B
$6K ﹤0.01%
500
– –
BYFC icon
9196
Broadway Financial
BYFC
$94.9M
$6K ﹤0.01%
489
+372
+318% +$4.89K
CBAT icon
9197
CBAK Energy Technology Ltd
CBAT
$46.3M
$6K ﹤0.01%
2,144
-765
-26% -$2.75K
CLRB icon
9198
Cellectar Biosciences
CLRB
$19.3M
– –
0
– –
CLS icon
9199
CALL
Celestica
CLS
$35.1B
$6K ﹤0.01%
+600
New +$6.66K
CLWT icon
9200
Euro Tech Holdings
CLWT
$11.6M
$6K ﹤0.01%
6,225
+4,684
+304% +$5.42K
366 367
368
369 370

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.