UBS’s Banc of California BANC Stock Holding History

UBS’s Portfolio BANC Stock Details BANC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$6K	Hold	500	–	–	﹤0.01%	9265
2014 Q2	$5K	Buy	+500	New	+$5.71K	﹤0.01%	9482

Other funds holding BANC

PL Capital Advisors Naples, Florida $332M AUM 17.89% 1-Year Est. Return

Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return

Consector Capital New York $45.9M AUM 4.93% 1-Year Est. Return

Patriot Financial Partners Radnor, Pennsylvania $284M AUM 20.43% 1-Year Est. Return

TCW Group Los Angeles, California $13.3B AUM 34.44% 1-Year Est. Return

Crescent Capital Group Los Angeles, California $56.8M AUM 11.67% 1-Year Est. Return

Endicott Management New York $81.7M AUM 36.01% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

UBS's BANC Position: Q3 2014 in Review

UBS increased its Banc of California (BANC) stake by 4,267% in Q3 2014, buying an estimated $1.12M and bringing the position to 98,265 shares worth $1.14M. The position accounts for ﹤0.01% of the portfolio, ranked #3456.

UBS first reported a position in BANC in Q3 2013 and has held it in 5 quarters since. 103 funds tracked by Wall St. Rank hold BANC as of Q3 2014.

UBS held 98,265 shares of Banc of California worth $1.14M as of Q3 2014.
UBS bought 96,015 Banc of California shares in Q3 2014, an estimated $1.12M.
Banc of California made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3456 holding.
UBS first reported a position in Banc of California in Q3 2013 and has held it in 5 quarters since.
103 funds tracked by Wall St. Rank held Banc of California as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.