We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
9126
CALL
Uranium Energy
UEC
$4.71B
$7K ﹤0.01%
+5,600
New +$8.45K
URTY icon
9127
PUT
ProShares UltraPro Russell2000
URTY
$323M
$7K ﹤0.01%
200
– –
VGZ icon
9128
Vista Gold
VGZ
$253M
$7K ﹤0.01%
17,620
-77,219
-81% -$36K
ZTS icon
9129
PUT
Zoetis
ZTS
$31.6B
$7K ﹤0.01%
200
+100
+100% +$3.42K
BPTH
9130
DELISTED
Bio-Path Holdings Inc
BPTH
$7K ﹤0.01%
+1
New +$9.65K
MDVL
9131
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
$7K ﹤0.01%
+1
New +$8.61K
INFI
9132
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$7K ﹤0.01%
500
-20,512
-98% -$244K
NYMX
9133
CALL
DELISTED
Nymox Pharmaceutical Corp
NYMX
$7K ﹤0.01%
1,500
-6,500
-81% -$31.9K
WMC
9134
CALL
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$7K ﹤0.01%
+50
New +$7.25K
JRJC
9135
PUT
DELISTED
China Finance Online Co., Ltd.
JRJC
$7K ﹤0.01%
+100
New +$6.32K
BMTC
9136
DELISTED
Bryn Mawr Bank Corp
BMTC
$7K ﹤0.01%
247
– –
DRNA
9137
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$7K ﹤0.01%
542
-5,994
-92% -$90.4K
PFPT
9138
CALL
DELISTED
Proofpoint, Inc.
PFPT
$7K ﹤0.01%
200
– –
MIK
9139
CALL
DELISTED
Michaels Stores, Inc
MIK
$7K ﹤0.01%
+400
New +$6.58K
RLH
9140
DELISTED
Red Lions Hotel Corporation
RLH
$7K ﹤0.01%
1,284
-570
-31% -$3.19K
FRAN
9141
DELISTED
Francesca's Holdings Corporation
FRAN
$7K ﹤0.01%
42
-484
-92% -$80.1K
MNTA
9142
CALL
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$7K ﹤0.01%
600
-100,800
-99% -$1.15M
TSLF
9143
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$7K ﹤0.01%
382
-574
-60% -$10.3K
MFSF
9144
DELISTED
MutualFirst Financial Inc
MFSF
$7K ﹤0.01%
+294
New +$5.87K
MICR
9145
DELISTED
Micron Solutions, Inc.
MICR
$7K ﹤0.01%
+1,011
New +$7K
PKD
9146
DELISTED
Parker Drilling Company
PKD
$7K ﹤0.01%
93
– –
RTEC
9147
DELISTED
Rudolph Technologies Inc
RTEC
$7K ﹤0.01%
800
-2,417
-75% -$23.1K
IMI
9148
DELISTED
Intermolecular, Inc.
IMI
$7K ﹤0.01%
3,119
+2,119
+212% +$4.85K
BORN
9149
DELISTED
China New Borun Corporation
BORN
$7K ﹤0.01%
4,083
+3,583
+717% +$8.94K
TISA
9150
DELISTED
TOP Image Systems Ltd
TISA
$7K ﹤0.01%
1,821
+1,277
+235% +$5.21K
364 365
366
367 368

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.