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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASRV icon
9076
AmeriServ Financial
ASRV
$73.6M
$7K ﹤0.01%
2,000
-73
-4% -$242
ASTC icon
9077
Astrotech Corp
ASTC
$14.5M
$7K ﹤0.01%
16
-4
-20% -$1.8K
ATEN icon
9078
A10 Networks
ATEN
$2.47B
$7K ﹤0.01%
+732
New +$8.36K
BBSI icon
9079
Barrett Business Services
BBSI
$976M
$7K ﹤0.01%
660
-2,640
-80% -$35.8K
BLMN icon
9080
CALL
Bloomin' Brands
BLMN
$680M
$7K ﹤0.01%
400
– –
BSRR icon
9081
Sierra Bancorp
BSRR
$548M
$7K ﹤0.01%
400
– –
CBAT icon
9082
CALL
CBAK Energy Technology Ltd
CBAT
$46.3M
$7K ﹤0.01%
2,200
+1,800
+450% +$6.47K
CFBK icon
9083
CF Bankshares
CFBK
$217M
$7K ﹤0.01%
900
+300
+50% +$2.37K
CHD icon
9084
PUT
Church & Dwight Co
CHD
$23.1B
$7K ﹤0.01%
+200
New +$6.81K
CHNR icon
9085
China Natural Resources
CHNR
$4.9M
$7K ﹤0.01%
+50
New +$7.72K
CNI icon
9086
CALL
Canadian National Railway
CNI
$78.3B
$7K ﹤0.01%
100
-700
-88% -$48.5K
DIG icon
9087
PUT
ProShares Ultra Energy
DIG
$71.1M
$7K ﹤0.01%
80
-880
-92% -$91K
DVY icon
9088
PUT
iShares Select Dividend ETF
DVY
$24B
$7K ﹤0.01%
100
-35,400
-100% -$2.67M
EFX icon
9089
CALL
Equifax
EFX
$20.3B
$7K ﹤0.01%
100
– –
FF icon
9090
CALL
Future Fuel
FF
$204M
$7K ﹤0.01%
+600
New +$8.79K
FWDI
9091
Forward Industries Inc
FWDI
$287M
$7K ﹤0.01%
+520
New +$6.82K
GASS icon
9092
StealthGas
GASS
$328M
$7K ﹤0.01%
739
+671
+987% +$6.8K
GBR icon
9093
New Concept Energy
GBR
$3.68M
$7K ﹤0.01%
4,616
+4,355
+1,669% +$9.03K
GNE icon
9094
CALL
Genie Energy
GNE
$378M
$7K ﹤0.01%
1,000
+500
+100% +$3.65K
HCA icon
9095
PUT
HCA Healthcare
HCA
$84.8B
$7K ﹤0.01%
+100
New +$6.61K
HCI icon
9096
PUT
HCI Group
HCI
$2.28B
$7K ﹤0.01%
200
– –
HOUS
9097
PUT
DELISTED
Anywhere Real Estate
HOUS
$7K ﹤0.01%
+200
New +$7.83K
PPLI
9098
PUT
People Inc
PPLI
$3.1B
$7K ﹤0.01%
560
– –
IHT
9099
InnSuites Hospitality Trust
IHT
$15.7M
$7K ﹤0.01%
3,463
+1,912
+123% +$3.81K
JACK icon
9100
PUT
Jack in the Box
JACK
$278M
$7K ﹤0.01%
100
-400
-80% -$24.1K
362 363
364
365 366

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.