We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADXS
9026
PUT
DELISTED
Advaxis Inc
ADXS
$8K ﹤0.01%
+167
New +$7.93K
BWL.A
9027
DELISTED
Bowl America Incorporated
BWL.A
$8K ﹤0.01%
555
– –
VAR
9028
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
$8K ﹤0.01%
114
-114
-50% -$8.4K
HMSY
9029
PUT
DELISTED
HMS Holdings Corp.
HMSY
$8K ﹤0.01%
400
+100
+33% +$2.02K
RELV
9030
DELISTED
Reliv International Inc
RELV
$8K ﹤0.01%
883
+614
+228% +$5.59K
GCE
9031
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$8K ﹤0.01%
+460
New +$8.59K
TUES
9032
CALL
DELISTED
Tuesday Morning Corp
TUES
$8K ﹤0.01%
+400
New +$7.13K
UQM
9033
DELISTED
UQM Technologies, Inc.
UQM
$8K ﹤0.01%
5,907
-5,095
-46% -$8.62K
ESND
9034
DELISTED
Essendant Inc.
ESND
$8K ﹤0.01%
220
-15
-6% -$604
MITL
9035
DELISTED
Mitel Networks Corporation
MITL
$8K ﹤0.01%
+843
New +$8.56K
KMG
9036
DELISTED
KMG Chemicals Inc
KMG
$8K ﹤0.01%
500
– –
ANTH
9037
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$8K ﹤0.01%
531
-1,856
-78% -$39.1K
LQ
9038
DELISTED
La Quinta Holdings Inc.
LQ
$8K ﹤0.01%
425
+225
+113% +$4.36K
RGC
9039
CALL
DELISTED
Regal Entertainment Group
RGC
$8K ﹤0.01%
400
– –
SSNI
9040
DELISTED
Silver Spring Networks, Inc.
SSNI
$8K ﹤0.01%
811
-5,436
-87% -$59.2K
BRCD
9041
CALL
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$8K ﹤0.01%
700
+100
+17% +$974
WBB
9042
DELISTED
Westbury Bancorp, Inc.
WBB
$8K ﹤0.01%
537
-3,605
-87% -$54.5K
SGM
9043
DELISTED
Stonegate Mortgage Corporation
SGM
$8K ﹤0.01%
603
-3,120
-84% -$43.3K
SALE
9044
PUT
DELISTED
RetailMeNot, Inc. Series 1
SALE
$8K ﹤0.01%
500
– –
HW
9045
DELISTED
Headwaters Inc
HW
$8K ﹤0.01%
648
– –
TNGO
9046
CALL
DELISTED
Tangoe, Inc.
TNGO
$8K ﹤0.01%
600
+200
+50% +$2.78K
FEIC
9047
CALL
DELISTED
FEI COMPANY
FEIC
$8K ﹤0.01%
100
-100
-50% -$8.41K
TAL
9048
PUT
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$8K ﹤0.01%
+200
New +$8.88K
CRDC
9049
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$8K ﹤0.01%
722
-4,542
-86% -$51.5K
BSI
9050
DELISTED
Alon Blue Square Israel Ltd
BSI
$8K ﹤0.01%
270
-95
-26% -$2.94K
360 361
362
363 364

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.