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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIHO icon
8976
Highway Holdings
HIHO
$4.81M
$8K ﹤0.01%
2,500
+1,839
+278% +$5.76K
IDT icon
8977
CALL
IDT Corp
IDT
$1.6B
$8K ﹤0.01%
708
– –
IMMP
8978
Immutep
IMMP
$56.7M
$8K ﹤0.01%
2,412
-545
-18% -$1.99K
IPI icon
8979
CALL
Intrepid Potash
IPI
$460M
$8K ﹤0.01%
+50
New +$7.7K
IROQ
8980
DELISTED
IF Bancorp
IROQ
$8K ﹤0.01%
495
-787
-61% -$13.3K
IVZ icon
8981
PUT
Invesco
IVZ
$13.3B
$8K ﹤0.01%
200
– –
LAD icon
8982
CALL
Lithia Motors
LAD
$7.78B
$8K ﹤0.01%
100
-1,600
-94% -$142K
LE icon
8983
CALL
Lands' End
LE
$361M
$8K ﹤0.01%
+200
New +$7.4K
LTRX icon
8984
Lantronix
LTRX
$236M
$8K ﹤0.01%
4,397
+3,281
+294% +$6.27K
MERC icon
8985
CALL
Mercer International
MERC
$44.9M
$8K ﹤0.01%
+800
New +$8.21K
MHO icon
8986
M/I Homes
MHO
$3.83B
$8K ﹤0.01%
419
-1,709
-80% -$37.2K
MIND icon
8987
CALL
MIND Technology
MIND
$50.4M
$8K ﹤0.01%
70
+10
+17% +$1.27K
MSB
8988
PUT
Mesabi Trust
MSB
$295M
$8K ﹤0.01%
400
+100
+33% +$1.95K
NEGG icon
8989
Newegg Commerce
NEGG
$296M
$8K ﹤0.01%
10
-12
-55% -$10.2K
QNST icon
8990
QuinStreet
QNST
$870M
$8K ﹤0.01%
2,000
– –
RDUS
8991
DELISTED
Radius Recycling
RDUS
$8K ﹤0.01%
334
-741
-69% -$19.7K
REPX icon
8992
Riley Exploration Permian
REPX
$770M
$8K ﹤0.01%
136
+10
+8% +$538
ROST icon
8993
CALL
Ross Stores
ROST
$76.6B
$8K ﹤0.01%
+200
New +$6.96K
SFL icon
8994
CALL
SFL Corp
SFL
$1.59B
$8K ﹤0.01%
500
-600
-55% -$11.1K
SILC icon
8995
Silicom
SILC
$228M
$8K ﹤0.01%
280
+246
+724% +$7.66K
SPR
8996
PUT
DELISTED
Spirit AeroSystems
SPR
$8K ﹤0.01%
+200
New +$7.31K
SPXL icon
8997
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.58B
$8K ﹤0.01%
396
-4,852
-92% -$94.6K
STRL icon
8998
CALL
Sterling Infrastructure
STRL
$20.3B
$8K ﹤0.01%
1,100
– –
SUPN icon
8999
CALL
Supernus Pharmaceuticals
SUPN
$2.68B
$8K ﹤0.01%
900
+100
+13% +$903
TMHC icon
9000
PUT
Taylor Morrison
TMHC
$8K ﹤0.01%
500
-1,300
-72% -$25.3K
358 359
360
361 362

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.