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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UWM icon
9001
CALL
ProShares Ultra Russell2000
UWM
$255M
$8K ﹤0.01%
+400
New +$8.3K
WIX icon
9002
PUT
WIX.com
WIX
$2.15B
$8K ﹤0.01%
+500
New +$8.71K
YCS icon
9003
CALL
ProShares UltraShort Yen
YCS
$34.5M
$8K ﹤0.01%
400
-400
-50% -$6.83K
PHLT
9004
DELISTED
Performant Healthcare Inc
PHLT
$8K ﹤0.01%
1,000
– –
ACCS
9005
ACCESS Newswire
ACCS
$25.5M
$8K ﹤0.01%
950
+605
+175% +$5.81K
FBMS
9006
DELISTED
The First Bancshares, Inc.
FBMS
$8K ﹤0.01%
546
-80
-13% -$1.15K
ENSV
9007
DELISTED
Enservco Corp.
ENSV
$8K ﹤0.01%
155
-158
-50% -$7.62K
SDPI
9008
DELISTED
Superior Drilling Products Inc.
SDPI
$8K ﹤0.01%
1,266
-55
-4% -$345
BIOL
9009
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
MDC
9010
PUT
DELISTED
M.D.C. Holdings, Inc.
MDC
$8K ﹤0.01%
417
-277
-40% -$5.61K
CHIC
9011
DELISTED
Global X MSCI China Communication Services ETF
CHIC
$8K ﹤0.01%
345
– –
ISEE
9012
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$8K ﹤0.01%
199
-192
-49% -$7.54K
UNAM
9013
DELISTED
Unico American Corp
UNAM
$8K ﹤0.01%
665
-1,245
-65% -$15.4K
BIOC
9014
DELISTED
Biocept, Inc.
BIOC
– –
0
– –
TA
9015
PUT
DELISTED
TravelCenters of America LLC
TA
$8K ﹤0.01%
160
-860
-84% -$43K
NVCN
9016
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
AGRX
9017
DELISTED
Agile Therapeutics
AGRX
$8K ﹤0.01%
+1
New +$15.4K
UMPQ
9018
PUT
DELISTED
Umpqua Holdings Corp
UMPQ
$8K ﹤0.01%
500
-200
-29% -$3.44K
REED
9019
DELISTED
Reeds, Inc. Common Stock
REED
$8K ﹤0.01%
26
-3
-10% -$841
SMIT
9020
DELISTED
Schmitt Industries Inc
SMIT
$8K ﹤0.01%
2,375
-141
-6% -$395
PZN
9021
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$8K ﹤0.01%
+875
New +$9.05K
USAK
9022
DELISTED
USA Truck Inc
USAK
$8K ﹤0.01%
+448
New +$8.03K
MANT
9023
CALL
DELISTED
Mantech International Corp
MANT
$8K ﹤0.01%
300
-200
-40% -$5.73K
ATHX
9024
PUT
DELISTED
Athersys, Inc. Common Stock
ATHX
$8K ﹤0.01%
220
-564
-72% -$21.6K
ADXS
9025
CALL
DELISTED
Advaxis Inc
ADXS
$8K ﹤0.01%
160
+127
+385% +$6.04K
359 360
361
362 363

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.