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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDI
9051
DELISTED
FORT DEARBORN INCOME SECS
FDI
$8K ﹤0.01%
580
-1,608
-73% -$23.5K
CCSC
9052
DELISTED
COUNTRY STYLE COOKING RESTAURANT CHAIN CO LTD ADS CAYMAN ISL
CCSC
$8K ﹤0.01%
1,274
+1,074
+537% +$7.85K
ZINC
9053
PUT
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$8K ﹤0.01%
+500
New +$9.51K
SWI
9054
CALL
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$8K ﹤0.01%
200
-200
-50% -$8.31K
FSL
9055
CALL
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$8K ﹤0.01%
400
-1,200
-75% -$25.6K
REMY
9056
DELISTED
REMY INTL INC NEW COMMON
REMY
$8K ﹤0.01%
384
-921
-71% -$20.2K
INPH
9057
DELISTED
INTERPHASE CORP
INPH
$8K ﹤0.01%
2,577
+454
+21% +$1.53K
BALT
9058
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$8K ﹤0.01%
2,036
+1,000
+97% +$5.43K
ZGNX
9059
CALL
DELISTED
Zogenix, Inc.
ZGNX
$8K ﹤0.01%
838
+375
+81% +$4.27K
ZEP
9060
DELISTED
ZEP INC COM STK (DE)
ZEP
$8K ﹤0.01%
560
-629
-53% -$10K
ORB
9061
PUT
DELISTED
ORBITAL SCIENCES CORP
ORB
$8K ﹤0.01%
+300
New +$8.25K
ROC
9062
CALL
DELISTED
ROCKWOOD HLDGS INC
ROC
$8K ﹤0.01%
100
-300
-75% -$24K
BYI
9063
CALL
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$8K ﹤0.01%
100
-3,400
-97% -$248K
SMLL
9064
DELISTED
Direxion Daily Small Cap Bull 2X Shares
SMLL
$8K ﹤0.01%
+333
New +$8.09K
TLR
9065
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
$8K ﹤0.01%
8,333
-1,761
-17% -$2.26K
CIZN
9066
DELISTED
Citizens Holding Co.
CIZN
$8K ﹤0.01%
+416
New +$7.82K
CEMI
9067
DELISTED
Chembio diagnostics, Inc.
CEMI
$8K ﹤0.01%
+2,122
New +$7.42K
CELP
9068
DELISTED
Cypress Environmental Partners, L.P.
CELP
$8K ﹤0.01%
311
+224
+257% +$5.37K
EPRS
9069
DELISTED
EPIRUS BIOPHARMACEUTICALS INC COM
EPRS
$8K ﹤0.01%
+1,120
New +$9.68K
IMH
9070
DELISTED
Impac Mortgage Holdings Inc.
IMH
$8K ﹤0.01%
1,212
-2,860
-70% -$16.7K
WES
9071
CALL
DELISTED
Western Gas Partners Lp
WES
$8K ﹤0.01%
100
-8,200
-99% -$621K
AAME icon
9072
Atlantic American Corp
AAME
$32M
$7K ﹤0.01%
1,828
+677
+59% +$2.72K
ZNB
9073
Zeta Network Group
ZNB
$64.9K
– –
0
– –
AMSC icon
9074
CALL
American Superconductor
AMSC
$1.48B
$7K ﹤0.01%
490
+130
+36% +$2.22K
ANIK icon
9075
PUT
Anika Therapeutics
ANIK
$199M
$7K ﹤0.01%
200
-900
-82% -$38.9K
361 362
363
364 365

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.