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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JDST icon
9101
CALL
Direxion Daily Junior Gold Miners Index Bear 2X ETF
JDST
$30.4M
– –
0
– –
KFY icon
9102
PUT
Korn Ferry
KFY
$3.98B
$7K ﹤0.01%
300
-2,200
-88% -$64.7K
LTBR icon
9103
Lightbridge
LTBR
$246M
$7K ﹤0.01%
53
+28
+112% +$4.64K
LXU icon
9104
CALL
LSB Industries
LXU
$881M
$7K ﹤0.01%
+260
New +$7.74K
LYV icon
9105
PUT
Live Nation Entertainment
LYV
$41.2B
$7K ﹤0.01%
+300
New +$6.93K
MARPS icon
9106
Marine Petroleum Trust
MARPS
$9.48M
$7K ﹤0.01%
+435
New +$7.21K
MXC icon
9107
Mexco Energy
MXC
$18.7M
$7K ﹤0.01%
987
-211
-18% -$1.52K
NXPI icon
9108
PUT
NXP Semiconductors
NXPI
$68B
$7K ﹤0.01%
100
-1,500
-94% -$99.8K
PBT
9109
PUT
Permian Basin Royalty Trust
PBT
$1.36B
$7K ﹤0.01%
500
-1,300
-72% -$18.3K
RDUS
9110
PUT
DELISTED
Radius Recycling
RDUS
$7K ﹤0.01%
300
+100
+50% +$2.66K
RS icon
9111
CALL
Reliance Steel & Aluminium
RS
$20.8B
$7K ﹤0.01%
+100
New +$7.11K
RUSHA icon
9112
CALL
Rush Enterprises Class A
RUSHA
$5.95B
$7K ﹤0.01%
+450
New +$7.06K
RYAM icon
9113
CALL
Rayonier Advanced Materials
RYAM
$565M
$7K ﹤0.01%
+200
New +$7.02K
SAND
9114
PUT
DELISTED
Sandstorm Gold
SAND
$7K ﹤0.01%
1,700
-13,900
-89% -$82.8K
SDY icon
9115
PUT
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$7K ﹤0.01%
+100
New +$7.59K
SFBC
9116
Sound Financial Bancorp
SFBC
$107M
$7K ﹤0.01%
383
-1,493
-80% -$26.8K
SQQQ icon
9117
CALL
ProShares UltraPro Short QQQ
SQQQ
$2.21B
– –
0
– –
SRDX
9118
CALL
DELISTED
Surmodics
SRDX
$7K ﹤0.01%
400
– –
SVRA icon
9119
Savara
SVRA
$1.13B
$7K ﹤0.01%
190
+181
+2,011% +$7.61K
SVXY icon
9120
CALL
ProShares Short VIX Short-Term Futures ETF
SVXY
$220M
$7K ﹤0.01%
+100
New +$8.42K
TGB
9121
CALL
Trekor Metals
TGB
$2.56B
$7K ﹤0.01%
+4,000
New +$8.81K
TNXP icon
9122
Tonix Pharmaceuticals
TNXP
$157M
– –
0
– –
TVTX icon
9123
Travere Therapeutics
TVTX
$5.33B
$7K ﹤0.01%
725
+425
+142% +$5K
UAN icon
9124
PUT
CVR Partners
UAN
$1.3B
$7K ﹤0.01%
50
-260
-84% -$42.7K
UBT icon
9125
CALL
ProShares Ultra 20+ Year Treasury
UBT
$58M
$7K ﹤0.01%
200
-400
-67% -$13.3K
363 364
365
366 367

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.