UBS

UBS’s Neovasc Inc. NVCN Stock Holding History

UBS’s Portfolio NVCN Stock Details NVCN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Hold	0	–	–	–	9076

Other funds holding NVCN

Capital World Investors

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Gagnon Securities

Gagnon Securities New York $519M AUM 44.91% 1-Year Est. Return

Adage Capital Partners

Adage Capital Partners Boston, Massachusetts $71.3B AUM 56.8% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Gagnon Advisors New York $157M AUM 36.77% 1-Year Est. Return

Royce & Associates

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

Eagle Ridge Investment Management

Eagle Ridge Investment Management Stamford, Connecticut $1.15B AUM 18.44% 1-Year Est. Return

E.E. Geduld $178M AUM 29.34% 1-Year Est. Return

Nadler Financial Group

Nadler Financial Group Deerfield, Illinois $1.2B AUM 14.84% 1-Year Est. Return

Bank of Montreal

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return