We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCC
8951
DELISTED
Applied Micro Circuits Corporation New
AMCC
$9K ﹤0.01%
1,258
-1,635
-57% -$14.1K
FXCB
8952
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$9K ﹤0.01%
532
-64
-11% -$1.07K
BPHX
8953
DELISTED
BLUEPHOENIX SOLUTIONS, LTD ORDINARY SHARES
BPHX
$9K ﹤0.01%
2,591
– –
ACIC icon
8954
PUT
American Coastal Insurance
ACIC
$498M
$8K ﹤0.01%
+500
New +$7.87K
AMTX icon
8955
Aemetis
AMTX
$119M
$8K ﹤0.01%
+890
New +$8.76K
EFOR
8956
CALL
Everforth Inc
EFOR
$845M
$8K ﹤0.01%
300
+200
+200% +$6.2K
ASRT
8957
PUT
DELISTED
Assertio
ASRT
$8K ﹤0.01%
8
-105
-93% -$84.3K
AZZ icon
8958
PUT
AZZ Inc
AZZ
$4.5B
$8K ﹤0.01%
+200
New +$9.12K
BHB icon
8959
Bar Harbor Bankshares
BHB
$654M
$8K ﹤0.01%
393
– –
BND icon
8960
CALL
Vanguard Total Bond Market
BND
$157B
$8K ﹤0.01%
+100
New +$8.2K
DBP icon
8961
CALL
Invesco DB Precious Metals Fund
DBP
$237M
$8K ﹤0.01%
200
– –
DOV icon
8962
PUT
Dover
DOV
$27.2B
$8K ﹤0.01%
+124
New +$8.72K
DWSN icon
8963
Dawson Geophysical
DWSN
$155M
$8K ﹤0.01%
731
+181
+33% +$2.17K
EIG icon
8964
Employers Holdings
EIG
$908M
$8K ﹤0.01%
391
-189
-33% -$3.94K
ENPH icon
8965
PUT
Enphase Energy
ENPH
$4.84B
$8K ﹤0.01%
500
+100
+25% +$1.27K
EMBJ
8966
CALL
Embraer S.A. ADS
EMBJ
$11.6B
$8K ﹤0.01%
200
-2,500
-93% -$96.8K
ESSA
8967
DELISTED
ESSA Bancorp
ESSA
$8K ﹤0.01%
704
+310
+79% +$3.52K
EWP icon
8968
CALL
iShares MSCI Spain ETF
EWP
$1.98B
$8K ﹤0.01%
+200
New +$8.13K
FLWS icon
8969
1-800-Flowers.com
FLWS
$245M
$8K ﹤0.01%
1,055
-3,928
-79% -$22.9K
FPI
8970
Farmland Partners
FPI
$419M
$8K ﹤0.01%
+724
New +$8.6K
GAIA icon
8971
Gaia
GAIA
$47.3M
$8K ﹤0.01%
1,057
+596
+129% +$4.21K
GLDD
8972
CALL
DELISTED
Great Lakes Dredge & Dock
GLDD
$8K ﹤0.01%
+1,300
New +$9.6K
GLOB icon
8973
Globant
GLOB
$1.35B
$8K ﹤0.01%
+551
New +$6.86K
GNSS icon
8974
Genasys
GNSS
$75.6M
$8K ﹤0.01%
3,203
-1,854
-37% -$4.75K
GNTX icon
8975
CALL
Gentex
GNTX
$4.88B
$8K ﹤0.01%
+600
New +$8.73K
357 358
359
360 361

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.