UBS’s ESSA Bancorp ESSA Stock Holding History

UBS’s Portfolio ESSA Stock Details ESSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$8K	Buy	704 +310	+79%	+$3.52K	﹤0.01%	9027
2014 Q2	$4K	Hold	394	–	–	﹤0.01%	9653
2014 Q1	$4K	Hold	394	–	–	﹤0.01%	9672
2013 Q4	$5K	Sell	394 -548	-58%	-$5.99K	﹤0.01%	9543
2013 Q3	$10K	Sell	942 -331	-26%	-$3.63K	﹤0.01%	8800
2013 Q2	$14K	Buy	+1,273	New	+$13.7K	﹤0.01%	8266

Other funds holding ESSA

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

CIM

Corbyn Investment Management Lutherville, Maryland $300M AUM 18.88% 1-Year Est. Return

MCM

Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return

HHC

Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

AMI

Amica Mutual Insurance Providence, Rhode Island $1.16B AUM 21.34% 1-Year Est. Return

APFBOT

Amica Pension Fund Board of Trustees Providence, Rhode Island $644M AUM 4.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

UBS's ESSA Position: Q3 2014 in Review

UBS increased its ESSA Bancorp (ESSA) stake by 79% in Q3 2014, buying an estimated $3.52K and bringing the position to 704 shares worth $8K. The position accounts for ﹤0.01% of the portfolio, ranked #9027.

UBS first reported a position in ESSA in Q2 2013 and has held it in 6 quarters since. The position peaked at $14K in Q2 2013. 49 funds tracked by Wall St. Rank hold ESSA as of Q3 2014.

UBS held 704 shares of ESSA Bancorp worth $8K as of Q3 2014.
UBS bought 310 ESSA Bancorp shares in Q3 2014, an estimated $3.52K.
ESSA Bancorp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9027 holding.
UBS first reported a position in ESSA Bancorp in Q2 2013 and has held it in 6 quarters since.
UBS's ESSA Bancorp position peaked at $14K in Q2 2013.
49 funds tracked by Wall St. Rank held ESSA Bancorp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.