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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIMO
8926
DELISTED
Gigamon Inc.
GIMO
$9K ﹤0.01%
866
-732
-46% -$8.69K
GURI
8927
DELISTED
Global X Guru International Index ETF
GURI
$9K ﹤0.01%
+562
New +$9K
CSLS
8928
DELISTED
Credit Suisse X-Links Long/Short Equity ETN's due February 19,2020
CSLS
$9K ﹤0.01%
+364
New +$9.02K
TEAR
8929
DELISTED
TearLab Corporation
TEAR
$9K ﹤0.01%
251
-711
-74% -$30.1K
EFUT
8930
DELISTED
eFuture Holding Inc. Ordinary Shares
EFUT
$9K ﹤0.01%
2,002
+17
+0.9% +$79
VLTC
8931
DELISTED
Voltari Corporation
VLTC
$9K ﹤0.01%
6,121
+2,729
+80% +$4.92K
N
8932
CALL
DELISTED
Netsuite Inc
N
$9K ﹤0.01%
100
-500
-83% -$42.4K
RLOC
8933
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$9K ﹤0.01%
2,550
– –
BONA
8934
DELISTED
BONA FILM GROUP LTD SPONSORED ADS
BONA
$9K ﹤0.01%
1,541
-2,870
-65% -$19.6K
NPBC
8935
DELISTED
NATL PENN BANCSHARES INC
NPBC
$9K ﹤0.01%
904
-6,812
-88% -$69.3K
CSUN
8936
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
$9K ﹤0.01%
2,927
+1,563
+115% +$4.83K
RJET
8937
PUT
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$9K ﹤0.01%
800
-800
-50% -$8.42K
STRI
8938
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
$9K ﹤0.01%
+2,169
New +$8.95K
NOR
8939
PUT
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$9K ﹤0.01%
+286
New +$8.83K
CYNI
8940
DELISTED
CYAN INC COM
CYNI
$9K ﹤0.01%
2,861
-284
-9% -$1.06K
CJES
8941
CALL
DELISTED
C&J ENERGY SVCS LTD
CJES
$9K ﹤0.01%
300
+200
+200% +$6K
FWLT
8942
CALL
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$9K ﹤0.01%
300
-1,900
-86% -$62.1K
PFIN
8943
DELISTED
P&F Industries
PFIN
$9K ﹤0.01%
+1,049
New +$8.27K
VRML
8944
DELISTED
Vermillion, Inc.
VRML
$9K ﹤0.01%
+5,000
New +$11.2K
BAS
8945
PUT
DELISTED
Basis Energy Services, Inc.
BAS
$9K ﹤0.01%
1
-62
-98% -$877K
STI.WS.A
8946
DELISTED
Suntrust Banks Inc
STI.WS.A
$9K ﹤0.01%
967
+667
+222% +$6.28K
DLBL
8947
DELISTED
iPath US Treasury Long Bond Bull ETN
DLBL
$9K ﹤0.01%
125
+50
+67% +$3.47K
CIFC
8948
DELISTED
CIFC LLC Common Shares
CIFC
$9K ﹤0.01%
+985
New +$8.86K
MOKO
8949
DELISTED
MOKO SOCIAL MEDIA LTD SPONSORED ADR (AUS)
MOKO
$9K ﹤0.01%
+1,449
New +$9.48K
OIL
8950
PUT
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$9K ﹤0.01%
400
– –
356 357
358
359 360

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.