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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRTS icon
8876
CarParts.com
PRTS
$42.8M
$9K ﹤0.01%
329
+282
+600% +$8.73K
RAND icon
8877
Rand Capital
RAND
$9K ﹤0.01%
333
-379
-53% -$10.6K
RYN icon
8878
CALL
Rayonier
RYN
$6.49B
$9K ﹤0.01%
+331
New +$10.2K
SGMA
8879
DELISTED
Sigmatron International
SGMA
$9K ﹤0.01%
1,260
+195
+18% +$2.05K
SPXC icon
8880
CALL
SPX Corp
SPXC
$11B
$9K ﹤0.01%
397
– –
STRM
8881
DELISTED
Streamline Health Solutions
STRM
$9K ﹤0.01%
128
-128
-50% -$8.97K
TCI icon
8882
Transcontinental Realty Investors
TCI
$356M
$9K ﹤0.01%
905
-1,351
-60% -$16.8K
TG icon
8883
PUT
Tredegar Corp
TG
$268M
$9K ﹤0.01%
500
-1,000
-67% -$20.8K
TWI icon
8884
PUT
Titan International
TWI
$516M
$9K ﹤0.01%
800
– –
VNDA icon
8885
CALL
Vanda Pharmaceuticals
VNDA
$312M
$9K ﹤0.01%
900
– –
WSO icon
8886
PUT
Watsco Inc
WSO
$14.9B
$9K ﹤0.01%
+100
New +$9.25K
XMLV icon
8887
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$9K ﹤0.01%
300
-400
-57% -$12.3K
AIFC
8888
AI Financial Corp
AIFC
$60.6M
$9K ﹤0.01%
598
+201
+51% +$3.44K
UCB
8889
United Community Banks
UCB
$4.22B
$9K ﹤0.01%
538
-1,586
-75% -$26.4K
BECN
8890
DELISTED
Beacon Roofing Supply, Inc.
BECN
$9K ﹤0.01%
343
-16,258
-98% -$460K
BYU
8891
DELISTED
BAIYU Holdings, Inc. Common Stock
BYU
$9K ﹤0.01%
+2
New +$8.38K
ITI
8892
DELISTED
Iteris, Inc.
ITI
$9K ﹤0.01%
+5,401
New +$9.19K
NBSE
8893
CALL
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$9K ﹤0.01%
3
-46
-94% -$152K
BFX
8894
DELISTED
BowFlex Inc.
BFX
$9K ﹤0.01%
741
-1,813
-71% -$21K
IMLP
8895
DELISTED
iPath S&P MLP ETN
IMLP
$9K ﹤0.01%
250
-100
-29% -$3.4K
ECOM
8896
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$9K ﹤0.01%
546
-1,258
-70% -$23.9K
ZVO
8897
PUT
DELISTED
Zovio Inc. Common Stock
ZVO
$9K ﹤0.01%
800
-1,600
-67% -$20.1K
AUTO
8898
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$9K ﹤0.01%
1,005
-94,110
-99% -$916K
TSC
8899
DELISTED
TriState Capital Holdings, Inc.
TSC
$9K ﹤0.01%
+1,000
New +$10.5K
ATRS
8900
CALL
DELISTED
Antares Pharma, Inc.
ATRS
$9K ﹤0.01%
4,900
-9,100
-65% -$19.8K
354 355
356
357 358

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.