UBS’s AI Financial Corp AIFC Stock Holding History

UBS’s Portfolio AIFC Stock Details AIFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$9K	Buy	598 +201	+51%	+$3.44K	﹤0.01%	8948
2014 Q2	$8K	Buy	397 +378	+1,989%	+$6.48K	﹤0.01%	9121
2014 Q1	$0	Sell	19 -227	-92%	-$3.5K	﹤0.01%	10878
2013 Q4	$4K	Buy	+246	New	+$3.85K	﹤0.01%	9739

Other funds holding AIFC

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

SKK

Shepherd Kaplan Krochuk Boston, Massachusetts $119M AUM 8.32% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

UBS's AIFC Position: Q3 2014 in Review

UBS increased its AI Financial Corp (AIFC) stake by 51% in Q3 2014, buying an estimated $3.44K and bringing the position to 598 shares worth $9K. The position accounts for ﹤0.01% of the portfolio, ranked #8948.

UBS first reported a position in AIFC in Q4 2013 and has held it in 4 quarters since. 10 funds tracked by Wall St. Rank hold AIFC as of Q3 2014.

UBS held 598 shares of AI Financial Corp worth $9K as of Q3 2014.
UBS bought 201 AI Financial Corp shares in Q3 2014, an estimated $3.44K.
AI Financial Corp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8948 holding.
UBS first reported a position in AI Financial Corp in Q4 2013 and has held it in 4 quarters since.
10 funds tracked by Wall St. Rank held AI Financial Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.