UBS’s Invesco S&P MidCap Low Volatility ETF XMLV Stock Holding History

UBS’s Portfolio XMLV Stock Details XMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$9K	Sell	300 -400	-57%	-$12.3K	﹤0.01%	8947
2014 Q2	$22K	Buy	+700	New	+$21K	﹤0.01%	7967
2014 Q1	–	Sell	-736	Closed	-$21K	–	10870
2013 Q4	$21K	Buy	+736	New	+$20.6K	﹤0.01%	8110

Other funds holding XMLV

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GHF

Good Harbor Financial Barrington, Illinois $916M AUM 5.96% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS's XMLV Position: Q3 2014 in Review

UBS reduced its Invesco S&P MidCap Low Volatility ETF (XMLV) stake by 57% in Q3 2014, selling an estimated $12.3K and leaving 300 shares worth $9K. The position accounts for ﹤0.01% of the portfolio, ranked #8947.

UBS first reported a position in XMLV in Q4 2013 and has held it in 3 quarters since. The position peaked at $22K in Q2 2014. 16 funds tracked by Wall St. Rank hold XMLV as of Q3 2014.

UBS held 300 shares of Invesco S&P MidCap Low Volatility ETF worth $9K as of Q3 2014.
UBS sold 400 Invesco S&P MidCap Low Volatility ETF shares in Q3 2014, an estimated $12.3K.
Invesco S&P MidCap Low Volatility ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8947 holding.
UBS first reported a position in Invesco S&P MidCap Low Volatility ETF in Q4 2013 and has held it in 3 quarters since.
UBS's Invesco S&P MidCap Low Volatility ETF position peaked at $22K in Q2 2014.
16 funds tracked by Wall St. Rank held Invesco S&P MidCap Low Volatility ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.