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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAMB
8826
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$10K ﹤0.01%
+1,000
New +$9.78K
SFY
8827
PUT
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$10K ﹤0.01%
1,000
-2,300
-70% -$26.1K
ALLB
8828
DELISTED
Alliance Bancorp Inc PA
ALLB
$10K ﹤0.01%
655
-807
-55% -$12.9K
MILL
8829
PUT
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$10K ﹤0.01%
2,300
+300
+15% +$1.5K
VTSS
8830
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$10K ﹤0.01%
2,991
+58
+2% +$188
CHLN
8831
DELISTED
CHINA HSG & LD DEV IN COM NEW
CHLN
$10K ﹤0.01%
1,360
+1,301
+2,205% +$10.3K
CVOL
8832
DELISTED
CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE)
CVOL
$10K ﹤0.01%
+7,112
New +$9.07K
CYTR
8833
CALL
DELISTED
CytRx Corp
CYTR
$10K ﹤0.01%
683
-100
-13% -$1.98K
UBA
8834
PUT
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$10K ﹤0.01%
500
+300
+150% +$6.27K
MOC
8835
DELISTED
Command Security Corporation
MOC
$10K ﹤0.01%
5,032
+4,532
+906% +$9.32K
BBOX
8836
DELISTED
Black Box Corp
BBOX
$10K ﹤0.01%
437
-2,917
-87% -$65.6K
FTW
8837
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
$10K ﹤0.01%
+292
New +$11.1K
PNY
8838
CALL
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$10K ﹤0.01%
300
– –
CFGE
8839
DELISTED
CALAMOS ETF TR FOCUS GROWTH ETF
CFGE
$10K ﹤0.01%
+1,000
New +$10.1K
CSMN
8840
DELISTED
CREDIT SUISSE NASSAU BRH EQUITY MARKET NEUTRAL ETN LKD
CSMN
$10K ﹤0.01%
+533
New +$10.6K
ETRM
8841
PUT
DELISTED
EnteroMedics Inc.
ETRM
$10K ﹤0.01%
8
+6
+300% +$8.79K
AGQ icon
8842
PUT
ProShares Ultra Silver
AGQ
$1.16B
$9K ﹤0.01%
200
-500
-71% -$31.1K
ANET icon
8843
CALL
Arista Networks
ANET
$219B
$9K ﹤0.01%
+1,600
New +$7.59K
AOS icon
8844
CALL
A.O. Smith
AOS
$8.38B
$9K ﹤0.01%
400
– –
ATHE
8845
CALL
Alterity Therapeutics
ATHE
$82.3M
$9K ﹤0.01%
72
+25
+53% +$3.35K
AVY icon
8846
CALL
Avery Dennison
AVY
$12.3B
$9K ﹤0.01%
+200
New +$9.73K
BCC icon
8847
CALL
Boise Cascade
BCC
$2.74B
$9K ﹤0.01%
+300
New +$8.78K
BPT
8848
PUT
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$9K ﹤0.01%
+100
New +$9.34K
BRC icon
8849
CALL
Brady Corp
BRC
$4.45B
$9K ﹤0.01%
+400
New +$10.5K
BRX icon
8850
CALL
Brixmor Property Group
BRX
$9.95B
$9K ﹤0.01%
+400
New +$9.31K
352 353
354
355 356

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.