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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAZ icon
8776
PUT
Lazard
LAZ
$4.37B
$10K ﹤0.01%
200
-900
-82% -$47.2K
LIVE icon
8777
Live Ventures
LIVE
$29.8M
$10K ﹤0.01%
+537
New +$12.4K
MAS icon
8778
PUT
Masco
MAS
$16B
$10K ﹤0.01%
455
– –
MZZ icon
8779
ProShares UltraShort MidCap400
MZZ
$2.47M
$10K ﹤0.01%
52
-532
-91% -$98K
NHC icon
8780
National Healthcare
NHC
$3.53B
$10K ﹤0.01%
183
-869
-83% -$49.1K
OMER icon
8781
PUT
Omeros
OMER
$709M
$10K ﹤0.01%
800
-1,600
-67% -$22.4K
OPTT icon
8782
Ocean Power Technologies
OPTT
$38.3M
$10K ﹤0.01%
43
-2
-4% -$521
PLOW icon
8783
CALL
Douglas Dynamics
PLOW
$1.07B
$10K ﹤0.01%
500
+400
+400% +$7.51K
PLOW icon
8784
PUT
Douglas Dynamics
PLOW
$1.07B
$10K ﹤0.01%
+500
New +$9.39K
RM icon
8785
Regional Management Corp
RM
$384M
$10K ﹤0.01%
555
+55
+11% +$921
RNG icon
8786
PUT
RingCentral
RNG
$4.05B
$10K ﹤0.01%
+800
New +$11K
SEE
8787
CALL
DELISTED
Sealed Air
SEE
$10K ﹤0.01%
300
-1,600
-84% -$55.4K
SNFCA icon
8788
Security National Financial
SNFCA
$247M
$10K ﹤0.01%
3,809
+978
+35% +$2.39K
SRS icon
8789
CALL
ProShares UltraShort Real Estate
SRS
$14.7M
$10K ﹤0.01%
+19
New +$9.28K
TAL icon
8790
CALL
TAL Education Group
TAL
$5.71B
$10K ﹤0.01%
+1,800
New +$9.57K
UGI icon
8791
CALL
UGI
UGI
$8B
$10K ﹤0.01%
+300
New +$10.2K
UONEK icon
8792
Urban One Class D
UONEK
$22.9M
$10K ﹤0.01%
305
+255
+510% +$9.43K
WRB icon
8793
PUT
W.R. Berkley
WRB
$28B
$10K ﹤0.01%
675
-338
-33% -$4.69K
XTNT icon
8794
Xtant Medical Holdings
XTNT
$60.1M
$10K ﹤0.01%
202
+27
+15% +$1.79K
XXII
8795
PUT
22nd Century Group
XXII
$1.47M
– –
0
– –
SIX
8796
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
$10K ﹤0.01%
300
+100
+50% +$3.76K
PGAL
8797
DELISTED
Global X MSCI Portugal ETF
PGAL
$10K ﹤0.01%
687
+352
+105% +$5.28K
CCF
8798
DELISTED
Chase Corporation
CCF
$10K ﹤0.01%
315
+269
+585% +$9.14K
CYTO
8799
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
0
– –
EMAN
8800
DELISTED
eMagin Corporation
EMAN
$10K ﹤0.01%
4,251
-1,501
-26% -$3.67K
350 351
352
353 354

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.