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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRI icon
8751
Air Industries Group
AIRI
$13.2M
$10K ﹤0.01%
+93
New +$9.38K
AMED
8752
CALL
DELISTED
Amedisys
AMED
$10K ﹤0.01%
500
+100
+25% +$1.93K
AMPH icon
8753
Amphastar Pharmaceuticals
AMPH
$825M
$10K ﹤0.01%
+871
New +$9.07K
AORT icon
8754
CALL
Artivion
AORT
$1.23B
$10K ﹤0.01%
+1,000
New +$9.83K
APT icon
8755
Alpha Pro Tech
APT
$50.4M
$10K ﹤0.01%
+3,109
New +$7.57K
ASH icon
8756
CALL
Ashland
ASH
$3.04B
$10K ﹤0.01%
204
– –
AVD icon
8757
CALL
American Vanguard Corp
AVD
$73.5M
$10K ﹤0.01%
900
+400
+80% +$5.15K
BLDP
8758
CALL
Ballard Power Systems
BLDP
$874M
$10K ﹤0.01%
3,000
-6,400
-68% -$24.1K
CATX icon
8759
Perspective Therapeutics
CATX
$332M
$10K ﹤0.01%
605
+105
+21% +$2.6K
CHH icon
8760
CALL
Choice Hotels
CHH
$5.03B
$10K ﹤0.01%
200
+100
+100% +$5.05K
CXDO icon
8761
Crexendo
CXDO
$215M
$10K ﹤0.01%
3,223
+261
+9% +$804
DAN icon
8762
CALL
Dana Inc
DAN
$2.91B
$10K ﹤0.01%
500
-1,300
-72% -$29.5K
DK icon
8763
PUT
Delek US
DK
$3.87B
$10K ﹤0.01%
+300
New +$9.58K
DXF
8764
Eason Technology Ltd
DXF
$1.55M
– –
0
– –
EEFT icon
8765
CALL
Euronet Worldwide
EEFT
$3.02B
$10K ﹤0.01%
200
+100
+100% +$4.98K
EGY icon
8766
Vaalco Energy
EGY
$594M
$10K ﹤0.01%
1,200
+1,100
+1,100% +$8.9K
ERNA icon
8767
Eterna Therapeutics
ERNA
$4.58M
– –
0
– –
EW icon
8768
CALL
Edwards Lifesciences
EW
$47.6B
$10K ﹤0.01%
600
– –
FLNT
8769
Fluent
FLNT
$102M
$10K ﹤0.01%
560
+248
+79% +$4.56K
GLL icon
8770
PUT
ProShares UltraShort Gold
GLL
$128M
$10K ﹤0.01%
+25
New +$8.8K
HSII
8771
PUT
DELISTED
Heidrick & Struggles
HSII
$10K ﹤0.01%
500
– –
ICCC icon
8772
ImmuCell
ICCC
$99.8M
$10K ﹤0.01%
1,962
+110
+6% +$514
IOR
8773
Income Opportunity Realty Investors
IOR
$86.6M
$10K ﹤0.01%
+1,706
New +$11.1K
KELYB
8774
Kelly Services Class B
KELYB
$760M
$10K ﹤0.01%
673
+198
+42% +$3.31K
KRO icon
8775
PUT
KRONOS Worldwide
KRO
$761M
$10K ﹤0.01%
700
-300
-30% -$4.6K
349 350
351
352 353

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.