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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRG
8801
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$10K ﹤0.01%
+789
New +$10.2K
RDUS
8802
DELISTED
Radius Health, Inc.
RDUS
$10K ﹤0.01%
495
-574
-54% -$7.75K
GRUB
8803
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$10K ﹤0.01%
150
-250
-63% -$18.5K
ANH
8804
PUT
DELISTED
Anworth Mortgage Asset Corporation
ANH
$10K ﹤0.01%
2,000
– –
BMCH
8805
DELISTED
BMC Stock Holdings, Inc
BMCH
$10K ﹤0.01%
616
-2,124
-78% -$35.2K
TTPH
8806
PUT
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$10K ﹤0.01%
+25
New +$6.7K
SUMR
8807
DELISTED
Summer Infant, Inc.
SUMR
$10K ﹤0.01%
+316
New +$10.9K
CARB
8808
DELISTED
Carbonite Inc
CARB
$10K ﹤0.01%
1,027
+927
+927% +$10.1K
HOS
8809
CALL
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$10K ﹤0.01%
+300
New +$12.5K
GNCA
8810
DELISTED
Genocea Biosciences, Inc.
GNCA
$10K ﹤0.01%
140
+131
+1,456% +$14.3K
CLD
8811
CALL
DELISTED
Cloud Peak Energy Inc
CLD
$10K ﹤0.01%
800
-1,200
-60% -$18.2K
PERY
8812
DELISTED
Perry Ellis International Inc
PERY
$10K ﹤0.01%
474
-637
-57% -$12.3K
KND
8813
PUT
DELISTED
Kindred Healthcare
KND
$10K ﹤0.01%
500
– –
CCC
8814
CALL
DELISTED
Calgon Carbon Corp
CCC
$10K ﹤0.01%
500
– –
STRP
8815
DELISTED
Straight Path Communications Inc.
STRP
$10K ﹤0.01%
625
– –
CVO
8816
DELISTED
Cenevo, Inc.
CVO
$10K ﹤0.01%
498
+104
+26% +$2.67K
BKMU
8817
DELISTED
Bank Mutual Corp
BKMU
$10K ﹤0.01%
+1,491
New +$9.33K
RIC
8818
CALL
DELISTED
Richmont Mines Inc.
RIC
$10K ﹤0.01%
+5,000
New +$9.87K
EVAR
8819
DELISTED
Lombard Medical, Inc.
EVAR
$10K ﹤0.01%
1,268
+686
+118% +$4.54K
LUX
8820
CALL
DELISTED
Luxottica Group
LUX
$10K ﹤0.01%
200
– –
ACUR
8821
CALL
DELISTED
Acura Pharmaceuticals
ACUR
$10K ﹤0.01%
2,580
+1,680
+187% +$7.88K
FNFG
8822
CALL
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$10K ﹤0.01%
1,200
-4,700
-80% -$40.7K
RVLT
8823
CALL
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$10K ﹤0.01%
590
-240
-29% -$5.06K
IO
8824
CALL
DELISTED
ION Geophysical Corporation
IO
$10K ﹤0.01%
233
-614
-72% -$32.8K
FXEN
8825
DELISTED
FX ENERGY INC
FXEN
$10K ﹤0.01%
3,200
-16,097
-83% -$51.7K
351 352
353
354 355

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.