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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHX
8701
DELISTED
Athersys, Inc. Common Stock
ATHX
$11K ﹤0.01%
312
-179
-36% -$6.86K
EEH
8702
DELISTED
ELEMENTS Linked to the SPECTRUM Large Cap U.S.Sector Momentum Index
EEH
$11K ﹤0.01%
+469
New +$9.55K
NP
8703
CALL
DELISTED
Neenah, Inc. Common Stock
NP
$11K ﹤0.01%
200
+100
+100% +$5.38K
JMP
8704
DELISTED
JMP Group LLC
JMP
$11K ﹤0.01%
1,729
-149
-8% -$1.01K
HDS
8705
PUT
DELISTED
HD Supply Holdings, Inc.
HDS
$11K ﹤0.01%
400
– –
BKJ
8706
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$11K ﹤0.01%
1,103
-25
-2% -$274
CRZO
8707
PUT
DELISTED
Carrizo Oil & Gas Inc
CRZO
$11K ﹤0.01%
200
-100
-33% -$6.11K
SDT
8708
PUT
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$11K ﹤0.01%
2,600
-900
-26% -$5.08K
PNTR
8709
DELISTED
Pointer Telocation Ltd.
PNTR
$11K ﹤0.01%
1,302
+670
+106% +$5.44K
CRAY
8710
PUT
DELISTED
Cray, Inc.
CRAY
$11K ﹤0.01%
400
+300
+300% +$8.3K
IDTI
8711
CALL
DELISTED
Integrated Device Technology I
IDTI
$11K ﹤0.01%
+700
New +$10.9K
ICON
8712
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
$11K ﹤0.01%
+30
New +$12.4K
MIW
8713
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$11K ﹤0.01%
853
-1,643
-66% -$22.1K
UCBA
8714
DELISTED
United Community Bancorp
UCBA
$11K ﹤0.01%
917
-442
-33% -$5.22K
BSFT
8715
CALL
DELISTED
BroadSoft, Inc.
BSFT
$11K ﹤0.01%
500
-1,000
-67% -$23.6K
FPP
8716
DELISTED
FieldPoint Petroleum Corporation
FPP
$11K ﹤0.01%
2,839
-322
-10% -$1.48K
ASBB
8717
DELISTED
ASB Bancorp Inc
ASBB
$11K ﹤0.01%
534
+235
+79% +$4.63K
XRA
8718
DELISTED
Exeter Resources Corporation
XRA
$11K ﹤0.01%
18,783
+16,025
+581% +$11.5K
SWH
8719
DELISTED
Stanley Black & Decker, Inc.
SWH
$11K ﹤0.01%
100
– –
COB
8720
DELISTED
CommunityOne Bancorp
COB
$11K ﹤0.01%
1,203
+606
+102% +$5.69K
NPD
8721
DELISTED
CHINA NEPSTAR CHAIN DRUGSTORE LTD. COM
NPD
$11K ﹤0.01%
5,274
+5,228
+11,365% +$11.9K
CKP
8722
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$11K ﹤0.01%
879
-1,128
-56% -$14.9K
MTSN
8723
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$11K ﹤0.01%
4,508
– –
DRWI
8724
DELISTED
DragonWave Inc
DRWI
$11K ﹤0.01%
356
-676
-66% -$26.5K
DYAX
8725
PUT
DELISTED
DYAX CORPORATION
DYAX
$11K ﹤0.01%
1,100
+200
+22% +$1.94K
347 348
349
350 351

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.