We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLS
8676
CALL
DELISTED
Regulus Therapeutics
RGLS
$11K ﹤0.01%
+13
New +$11K
SEIC icon
8677
PUT
SEI Investments
SEIC
$11.9B
$11K ﹤0.01%
+300
New +$10.7K
SMG icon
8678
CALL
ScottsMiracle-Gro
SMG
$4.03B
$11K ﹤0.01%
+200
New +$11.2K
SNDA icon
8679
PUT
Sonida Senior Living
SNDA
$1.97B
$11K ﹤0.01%
33
+13
+65% +$4.54K
SOXL icon
8680
PUT
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$18.7B
$11K ﹤0.01%
+7,500
New +$11.2K
SPR
8681
CALL
DELISTED
Spirit AeroSystems
SPR
$11K ﹤0.01%
300
+100
+50% +$3.66K
TIP icon
8682
CALL
iShares TIPS Bond ETF
TIP
$14.5B
$11K ﹤0.01%
+100
New +$11.4K
TT icon
8683
PUT
Trane Technologies
TT
$106B
$11K ﹤0.01%
200
-500
-71% -$30.3K
TTSH
8684
CALL
DELISTED
Tile Shop Holdings
TTSH
$11K ﹤0.01%
1,200
+1,000
+500% +$11.2K
UDR icon
8685
CALL
UDR
UDR
$12.9B
$11K ﹤0.01%
+400
New +$11.6K
UFCS icon
8686
CALL
United Fire Group
UFCS
$1.32B
$11K ﹤0.01%
400
-500
-56% -$14.5K
UFPT icon
8687
UFP Technologies
UFPT
$1.84B
$11K ﹤0.01%
500
-708
-59% -$16.8K
VOC icon
8688
CALL
VOC Energy
VOC
$57.5M
$11K ﹤0.01%
900
+700
+350% +$10.6K
VRSN icon
8689
CALL
VeriSign
VRSN
$25.3B
$11K ﹤0.01%
+200
New +$10.8K
ZSL icon
8690
PUT
ProShares UltraShort Silver
ZSL
$92.7M
$11K ﹤0.01%
+1
New +$6.61K
BCOV
8691
CALL
DELISTED
Brightcove, Inc.
BCOV
$11K ﹤0.01%
1,900
+700
+58% +$4.93K
VGR
8692
CALL
DELISTED
Vector Group Ltd.
VGR
$11K ﹤0.01%
900
-1,745
-66% -$20.5K
VBIV
8693
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$11K ﹤0.01%
+114
New +$12.6K
ERF
8694
PUT
DELISTED
Enerplus Corporation
ERF
$11K ﹤0.01%
600
-4
-0.7% -$88
FGH
8695
DELISTED
FG Group Holdings Inc.
FGH
$11K ﹤0.01%
2,599
+2,349
+940% +$9.64K
IMGN
8696
CALL
DELISTED
Immunogen Inc
IMGN
$11K ﹤0.01%
1,000
+900
+900% +$10.2K
IMGN
8697
PUT
DELISTED
Immunogen Inc
IMGN
$11K ﹤0.01%
1,000
+100
+11% +$1.13K
DCP
8698
PUT
DELISTED
DCP Midstream, LP
DCP
$11K ﹤0.01%
200
– –
GRU
8699
DELISTED
ELEMENTS Linked to the ICE BofAML Commodity Index eXtra Grains Total Return
GRU
$11K ﹤0.01%
2,513
+1,196
+91% +$6K
SJI
8700
CALL
DELISTED
South Jersey Industries, Inc.
SJI
$11K ﹤0.01%
+400
New +$11.2K
346 347
348
349 350

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.