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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHII
8626
DELISTED
Global X MSCI China Industrials ETF
CHII
$12K ﹤0.01%
942
-222
-19% -$2.81K
ALDW
8627
CALL
DELISTED
Alon USA Partners LP
ALDW
$12K ﹤0.01%
700
+400
+133% +$7.31K
VSR
8628
DELISTED
Versar, Inc.
VSR
$12K ﹤0.01%
3,757
+2,131
+131% +$6.98K
AND
8629
DELISTED
Global X FTSE Andean 40 ETF
AND
$12K ﹤0.01%
1,084
-975
-47% -$11.1K
XBKS
8630
DELISTED
XENITH BANKSHARES INC , COMMON STOCK
XBKS
$12K ﹤0.01%
1,831
-1,829
-50% -$11.8K
AAON icon
8631
Aaon
AAON
$8.41B
$11K ﹤0.01%
1,038
-1,052
-50% -$13.7K
ALCO icon
8632
Alico
ALCO
$286M
$11K ﹤0.01%
300
-222
-43% -$8.5K
APPS icon
8633
CALL
Digital Turbine
APPS
$1.02B
$11K ﹤0.01%
+2,500
New +$11.1K
ARCB icon
8634
PUT
ArcBest
ARCB
$3.44B
$11K ﹤0.01%
300
– –
ARCO icon
8635
CALL
Arcos Dorados Holdings
ARCO
$1.73B
$11K ﹤0.01%
1,953
+1,336
+217% +$10.8K
AWI icon
8636
CALL
Armstrong World Industries
AWI
$6.86B
$11K ﹤0.01%
+200
New +$11.2K
BDX icon
8637
CALL
Becton Dickinson
BDX
$43.1B
$11K ﹤0.01%
103
-512
-83% -$58.4K
BIO icon
8638
CALL
Bio-Rad Laboratories Class A
BIO
$8.42B
$11K ﹤0.01%
+100
New +$11.8K
BLUE
8639
PUT
DELISTED
bluebird bio
BLUE
$11K ﹤0.01%
+23
New +$10.6K
BTI icon
8640
CALL
British American Tobacco
BTI
$132B
$11K ﹤0.01%
200
-600
-75% -$35.5K
BWA icon
8641
CALL
BorgWarner
BWA
$13.2B
$11K ﹤0.01%
227
-341
-60% -$18.7K
CBOE icon
8642
PUT
Cboe Global Markets
CBOE
$29.8B
$11K ﹤0.01%
200
+100
+100% +$5.11K
CDXS icon
8643
Codexis
CDXS
$135M
$11K ﹤0.01%
4,708
+8
+0.2% +$17
CHCI icon
8644
Comstock Holding Companies
CHCI
$152M
$11K ﹤0.01%
+1,410
New +$11.8K
CMTL icon
8645
CALL
Comtech Telecommunications
CMTL
$51.8M
$11K ﹤0.01%
300
– –
DRRX
8646
DELISTED
DURECT Corp
DRRX
$11K ﹤0.01%
737
+702
+2,006% +$10.9K
FOCL
8647
EDAP TMS S.A.
FOCL
$226M
$11K ﹤0.01%
7,921
+421
+6% +$1.15K
EEA
8648
European Equity Fund
EEA
$73.9M
$11K ﹤0.01%
1,324
+119
+10% +$1.02K
ELLO icon
8649
Ellomay Capital Ltd
ELLO
$267M
$11K ﹤0.01%
+1,065
New +$10.1K
ENOV icon
8650
PUT
Enovis
ENOV
$1.56B
$11K ﹤0.01%
116
-756
-87% -$84.9K
344 345
346
347 348

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.