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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGYP
8601
CALL
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$12K ﹤0.01%
4,200
-3,000
-42% -$10.9K
GBNK
8602
DELISTED
Guaranty Bancorp
GBNK
$12K ﹤0.01%
+882
New +$12.2K
KND
8603
CALL
DELISTED
Kindred Healthcare
KND
$12K ﹤0.01%
600
+500
+500% +$10.9K
YGE
8604
CALL
DELISTED
Yingli Green Energy Holding Comp
YGE
$12K ﹤0.01%
380
-330
-46% -$11.4K
RXDX
8605
DELISTED
Ignyta, Inc.
RXDX
$12K ﹤0.01%
+1,493
New +$12K
KRS
8606
DELISTED
ProShares Short S&P Regional Banking of Proshares Trust
KRS
$12K ﹤0.01%
410
-450
-52% -$13.2K
FIBG
8607
DELISTED
CS FI Enhanced Big Cap Growth ETN
FIBG
$12K ﹤0.01%
244
-813
-77% -$41.2K
IQNT
8608
CALL
DELISTED
Inteliquent, Inc.
IQNT
$12K ﹤0.01%
1,000
-8,200
-89% -$101K
BEBE
8609
CALL
DELISTED
Bebe Stores Inc
BEBE
$12K ﹤0.01%
520
-520
-50% -$14.7K
TBRA
8610
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$12K ﹤0.01%
1,146
+1,021
+817% +$20.2K
IGS
8611
DELISTED
PROSHARES TR SHORT INVT GRADE CORPORATE
IGS
$12K ﹤0.01%
+400
New +$11.8K
GSIG
8612
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$12K ﹤0.01%
1,026
– –
DRWI
8613
CALL
DELISTED
DragonWave Inc
DRWI
$12K ﹤0.01%
404
+4
+1% +$157
WAVX
8614
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$12K ﹤0.01%
1,105
-723
-40% -$9.35K
HKTV
8615
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
$12K ﹤0.01%
1,993
+1,061
+114% +$7.17K
SURG
8616
DELISTED
SYNERGETICS USA, INC.
SURG
$12K ﹤0.01%
3,379
-15,357
-82% -$47.9K
ZAZA
8617
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
$12K ﹤0.01%
3,204
-1,644
-34% -$10.9K
IMRS
8618
DELISTED
IMRIS INC COMMON SHARES (CANADA)
IMRS
$12K ﹤0.01%
+20,098
New +$17.5K
CJES
8619
PUT
DELISTED
C&J ENERGY SVCS LTD
CJES
$12K ﹤0.01%
+400
New +$12K
DRL
8620
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$12K ﹤0.01%
1,749
-75
-4% -$477
FST
8621
DELISTED
FOREST OIL CORPORATION
FST
$12K ﹤0.01%
9,637
+3,551
+58% +$6.44K
CNPF
8622
DELISTED
GLOBAL X CANADA PREFERREDS ETF
CNPF
$12K ﹤0.01%
952
-632
-40% -$7.86K
QTWW
8623
CALL
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$12K ﹤0.01%
3,100
+300
+11% +$1.48K
HDY
8624
CALL
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$12K ﹤0.01%
6,700
+5,400
+415% +$13.9K
CHIM
8625
DELISTED
Global X MSCI China Materials ETF
CHIM
$12K ﹤0.01%
821
+178
+28% +$2.79K
343 344
345
346 347

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.