UBS’s GLOBAL X CANADA PREFERREDS ETF CNPF Stock Holding History

UBS’s Portfolio CNPF Stock Details CNPF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$12K	Sell	952 -632	-40%	-$7.86K	﹤0.01%	8678
2014 Q2	$20K	Buy	1,584 +543	+52%	+$6.74K	﹤0.01%	8117
2014 Q1	$13K	Sell	1,041 -381	-27%	-$4.6K	﹤0.01%	8656
2013 Q4	$18K	Sell	1,422 -35	-2%	-$445	﹤0.01%	8317
2013 Q3	$19K	Buy	1,457 +596	+69%	+$7.81K	﹤0.01%	8166
2013 Q2	$11K	Buy	+861	New	+$12.1K	﹤0.01%	8578

Other funds holding CNPF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

USGIU

U.S. Global Investors (USGI) San Antonio, Texas $1.04B AUM 73.31% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS's CNPF Position: Q3 2014 in Review

UBS reduced its GLOBAL X CANADA PREFERREDS ETF (CNPF) stake by 40% in Q3 2014, selling an estimated $7.86K and leaving 952 shares worth $12K. The position accounts for ﹤0.01% of the portfolio, ranked #8678.

UBS first reported a position in CNPF in Q2 2013 and has held it in 6 quarters since. The position peaked at $20K in Q2 2014. 6 funds tracked by Wall St. Rank hold CNPF as of Q3 2014.

UBS held 952 shares of GLOBAL X CANADA PREFERREDS ETF worth $12K as of Q3 2014.
UBS sold 632 GLOBAL X CANADA PREFERREDS ETF shares in Q3 2014, an estimated $7.86K.
GLOBAL X CANADA PREFERREDS ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8678 holding.
UBS first reported a position in GLOBAL X CANADA PREFERREDS ETF in Q2 2013 and has held it in 6 quarters since.
UBS's GLOBAL X CANADA PREFERREDS ETF position peaked at $20K in Q2 2014.
6 funds tracked by Wall St. Rank held GLOBAL X CANADA PREFERREDS ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.