U
SURG

UBS’s SYNERGETICS USA, INC. SURG Stock Holding History

UBS’s Portfolio SURG Stock Details SURG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$12K Sell
3,379
-15,357
-82% -$47.9K ﹤0.01% 8672
2014
Q2 		$58K Buy
18,736
+6,672
+55% +$22K ﹤0.01% 6682
2014
Q1 		$37K Buy
12,064
+10,458
+651% +$35.4K ﹤0.01% 7264
2013
Q4 		$6K Buy
+1,606
New +$6.57K ﹤0.01% 9495

Other funds holding SURG

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
PCMI
Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
NCM
Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return
AWMDMG
Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
WPC
White Pine Capital Bloomington, Minnesota $355M AUM 45.63% 1-Year Est. Return
WA
Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

UBS's SURG Position: Q3 2014 in Review

UBS reduced its SYNERGETICS USA, INC. (SURG) stake by 82% in Q3 2014, selling an estimated $47.9K and leaving 3,379 shares worth $12K. The position accounts for ﹤0.01% of the portfolio, ranked #8672.

UBS first reported a position in SURG in Q4 2013 and has held it in 4 quarters since. The position peaked at $58K in Q2 2014. 50 funds tracked by Wall St. Rank hold SURG as of Q3 2014.

  • UBS held 3,379 shares of SYNERGETICS USA, INC. worth $12K as of Q3 2014.
  • UBS sold 15,357 SYNERGETICS USA, INC. shares in Q3 2014, an estimated $47.9K.
  • SYNERGETICS USA, INC. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8672 holding.
  • UBS first reported a position in SYNERGETICS USA, INC. in Q4 2013 and has held it in 4 quarters since.
  • UBS's SYNERGETICS USA, INC. position peaked at $58K in Q2 2014.
  • 50 funds tracked by Wall St. Rank held SYNERGETICS USA, INC. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.