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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEON icon
8576
Neonode
NEON
$13M
$12K ﹤0.01%
570
-560
-50% -$16.3K
O icon
8577
CALL
Realty Income
O
$61.2B
$12K ﹤0.01%
310
-11,042
-97% -$471K
OVLY icon
8578
Oak Valley Bancorp
OVLY
$274M
$12K ﹤0.01%
1,189
-1,344
-53% -$13.6K
PBF icon
8579
PUT
PBF Energy
PBF
$7.29B
$12K ﹤0.01%
500
-2,600
-84% -$68.5K
RNST icon
8580
Renasant Corp
RNST
$4.01B
$12K ﹤0.01%
450
-604
-57% -$17.3K
RSG icon
8581
PUT
Republic Services
RSG
$66.7B
$12K ﹤0.01%
300
– –
SGOL icon
8582
CALL
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$12K ﹤0.01%
1,000
-2,000
-67% -$25.1K
SNA icon
8583
CALL
Snap-on
SNA
$20.9B
$12K ﹤0.01%
100
-300
-75% -$36.9K
STKL
8584
CALL
DELISTED
SunOpta
STKL
$12K ﹤0.01%
1,000
+600
+150% +$7.9K
SVRA icon
8585
CALL
Savara
SVRA
$1.13B
$12K ﹤0.01%
301
+282
+1,484% +$11.9K
UBCP icon
8586
United Bancorp
UBCP
$94.3M
$12K ﹤0.01%
1,442
-46
-3% -$372
UNFI icon
8587
PUT
United Natural Foods
UNFI
$3.01B
$12K ﹤0.01%
200
-400
-67% -$25.1K
XPP icon
8588
CALL
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$8.8M
$12K ﹤0.01%
200
-600
-75% -$38.2K
YANG icon
8589
CALL
Direxion Daily FTSE China Bear 3X ETF
YANG
$86.8M
$12K ﹤0.01%
+1
New +$7.59K
EGRX
8590
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$12K ﹤0.01%
938
-1,174
-56% -$14.6K
SJR
8591
CALL
DELISTED
Shaw Communications Inc.
SJR
$12K ﹤0.01%
500
+400
+400% +$10.1K
ALR
8592
DELISTED
AlerisLife Inc
ALR
$12K ﹤0.01%
325
-432
-57% -$19.5K
JOBS
8593
CALL
DELISTED
51job Inc
JOBS
$12K ﹤0.01%
400
– –
FOE
8594
CALL
DELISTED
Ferro Corporation
FOE
$12K ﹤0.01%
800
-500
-38% -$6.67K
KSU
8595
CALL
DELISTED
Kansas City Southern
KSU
$12K ﹤0.01%
100
-29,300
-100% -$3.34M
KSU
8596
PUT
DELISTED
Kansas City Southern
KSU
$12K ﹤0.01%
100
-1,600
-94% -$182K
ENBL
8597
CALL
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$12K ﹤0.01%
500
-1,000
-67% -$25.6K
BPFH
8598
PUT
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$12K ﹤0.01%
1,000
– –
ASFI
8599
DELISTED
Asta Funding Inc
ASFI
$12K ﹤0.01%
+1,491
New +$12.5K
ADYX
8600
DELISTED
Adynxx Inc
ADYX
$12K ﹤0.01%
42
+28
+200% +$8.96K
342 343
344
345 346

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.