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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAC
8526
DELISTED
Erickson Incorporated
EAC
$13K ﹤0.01%
1,005
-1,322
-57% -$18.9K
USMD
8527
DELISTED
USMD HLDGS INC COM STK (DE)
USMD
$13K ﹤0.01%
1,447
+13
+0.9% +$125
PSUN
8528
CALL
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$13K ﹤0.01%
+7,100
New +$14.8K
PSUN
8529
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$13K ﹤0.01%
+7,035
New +$14.6K
ATML
8530
PUT
DELISTED
ATMEL CORP
ATML
$13K ﹤0.01%
1,600
+700
+78% +$6.05K
RLD
8531
CALL
DELISTED
REALD INC COM STK
RLD
$13K ﹤0.01%
+1,400
New +$14.1K
SFG
8532
CALL
DELISTED
STANCORP FINL GRP
SFG
$13K ﹤0.01%
+200
New +$12.7K
NES
8533
CALL
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$13K ﹤0.01%
900
-100
-10% -$1.58K
CRV
8534
DELISTED
COAST DISTRIBTN SYSTEM INC(THE
CRV
$13K ﹤0.01%
4,000
– –
LNBB
8535
DELISTED
L N B BANCORP INC
LNBB
$13K ﹤0.01%
960
-767
-44% -$10.1K
ROSE
8536
PUT
DELISTED
ROSETTA RESOURCES INC
ROSE
$13K ﹤0.01%
300
– –
TEG
8537
PUT
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$13K ﹤0.01%
200
-5,100
-96% -$343K
BPZ
8538
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$13K ﹤0.01%
6,978
-6,084
-47% -$15.5K
RSH
8539
CALL
DELISTED
RADIOSHACK CORP
RSH
$13K ﹤0.01%
13,200
-2,800
-18% -$2.4K
COLX
8540
DELISTED
MARKET VECTORS ETF TR COLOMBIA ETF
COLX
$13K ﹤0.01%
700
+270
+63% +$5.35K
GERJ
8541
DELISTED
MARKET VECTORS ETF TR GERMANY SMALL-CAP ETF (DE)
GERJ
$13K ﹤0.01%
+467
New +$13.9K
ALCS
8542
DELISTED
Alco Stores Inc
ALCS
$13K ﹤0.01%
6,480
+4,181
+182% +$28.1K
JAXB
8543
DELISTED
JACKSONVILLE BANCORP INC FLA COM STK NEW
JAXB
$13K ﹤0.01%
1,208
+35
+3% +$369
FLY
8544
CALL
DELISTED
Fly Leasing Limited
FLY
$13K ﹤0.01%
1,000
– –
PSXP
8545
CALL
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$13K ﹤0.01%
200
-100,200
-100% -$7.06M
QIWI
8546
CALL
DELISTED
QIWI PLC
QIWI
$13K ﹤0.01%
400
-600
-60% -$22.4K
ATTU
8547
DELISTED
Attunity Ltd
ATTU
$13K ﹤0.01%
1,685
+1,586
+1,602% +$11.6K
GLDC
8548
DELISTED
GOLDEN ENTERPRISES
GLDC
$13K ﹤0.01%
+2,875
New +$12.8K
RKUS
8549
PUT
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$13K ﹤0.01%
1,000
+600
+150% +$7.83K
VG
8550
DELISTED
Vonage Holdings Corporation
VG
$13K ﹤0.01%
3,894
-12,718
-77% -$44.2K
340 341
342
343 344

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.