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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIVO
8551
PUT
DELISTED
TIVO INC
TIVO
$13K ﹤0.01%
1,000
-5,200
-84% -$69.9K
ARMH
8552
PUT
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$13K ﹤0.01%
300
– –
SBB
8553
DELISTED
SUSSEX BANCORP
SBB
$13K ﹤0.01%
+1,350
New +$13K
AGIO icon
8554
CALL
Agios Pharmaceuticals
AGIO
$2.16B
$12K ﹤0.01%
200
+100
+100% +$4.31K
AOSL icon
8555
Alpha and Omega Semiconductor
AOSL
$923M
$12K ﹤0.01%
1,241
-5,271
-81% -$49.9K
APYX icon
8556
Apyx Medical
APYX
$165M
$12K ﹤0.01%
3,000
– –
BURL icon
8557
CALL
Burlington
BURL
$22B
$12K ﹤0.01%
300
-700
-70% -$24.2K
CIVB icon
8558
Civista Bancshares
CIVB
$594M
$12K ﹤0.01%
1,161
+995
+599% +$9.15K
CNP icon
8559
PUT
CenterPoint Energy
CNP
$29.1B
$12K ﹤0.01%
500
+200
+67% +$4.92K
CZR icon
8560
Caesars Entertainment
CZR
$6.1B
$12K ﹤0.01%
+2,908
New +$12.4K
DDM icon
8561
CALL
ProShares Ultra Dow30
DDM
$531M
$12K ﹤0.01%
1,200
-6,000
-83% -$60.8K
DNOW icon
8562
PUT
DNOW Inc
DNOW
$2.63B
$12K ﹤0.01%
400
+200
+100% +$6.55K
EGY icon
8563
CALL
Vaalco Energy
EGY
$594M
$12K ﹤0.01%
1,400
+500
+56% +$4.04K
EQR icon
8564
PUT
Equity Residential
EQR
$25.4B
$12K ﹤0.01%
200
-900
-82% -$58.1K
EXTR icon
8565
PUT
Extreme Networks
EXTR
$3.86B
$12K ﹤0.01%
+2,500
New +$12.1K
FDN icon
8566
CALL
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$12K ﹤0.01%
+200
New +$12.1K
FDS icon
8567
CALL
Factset
FDS
$9.05B
$12K ﹤0.01%
+100
New +$12.3K
FDS icon
8568
PUT
Factset
FDS
$9.05B
$12K ﹤0.01%
+100
New +$12.3K
GIII icon
8569
G-III Apparel Group
GIII
$1.47B
$12K ﹤0.01%
290
-1,244
-81% -$51K
GTN.A icon
8570
Gray Media Inc
GTN.A
$709M
$12K ﹤0.01%
1,989
+1,005
+102% +$8.6K
IDXX icon
8571
PUT
Idexx Laboratories
IDXX
$42.9B
$12K ﹤0.01%
+200
New +$12.6K
IESC icon
8572
IES Holdings
IESC
$12.5B
$12K ﹤0.01%
1,495
+171
+13% +$1.21K
KYN icon
8573
PUT
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$12K ﹤0.01%
300
– –
LAB icon
8574
CALL
Standard BioTools
LAB
$326M
$12K ﹤0.01%
500
+100
+25% +$2.81K
LSAK icon
8575
PUT
Lesaka Technologies
LSAK
$388M
$12K ﹤0.01%
1,000
– –
341 342
343
344 345

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.