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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EURL icon
8651
Direxion Daily FTSE Europe Bull 3x ETF
EURL
$50M
$11K ﹤0.01%
316
-270
-46% -$10.7K
FMNB icon
8652
Farmers National Banc Corp
FMNB
$899M
$11K ﹤0.01%
1,426
-2,107
-60% -$16.2K
FTEK icon
8653
Fuel Tech
FTEK
$48M
$11K ﹤0.01%
2,700
-25,814
-91% -$123K
FXP icon
8654
CALL
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$6.3M
$11K ﹤0.01%
25
– –
GRF
8655
Eagle Capital Growth Fund
GRF
$41.2M
$11K ﹤0.01%
+1,419
New +$11.2K
GSAT icon
8656
PUT
Globalstar
GSAT
$10.2B
$11K ﹤0.01%
+193
New +$11.5K
HAS icon
8657
CALL
Hasbro
HAS
$12.6B
$11K ﹤0.01%
200
-3,200
-94% -$168K
HMY icon
8658
CALL
Harmony Gold Mining
HMY
$9.92B
$11K ﹤0.01%
4,900
-600
-11% -$1.75K
ICLR icon
8659
CALL
Icon
ICLR
$12.8B
$11K ﹤0.01%
+200
New +$10.3K
IQDY icon
8660
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$109M
$11K ﹤0.01%
+398
New +$11.5K
KODK icon
8661
PUT
Kodak
KODK
$806M
$11K ﹤0.01%
+500
New +$11.9K
KOP icon
8662
Koppers
KOP
$966M
$11K ﹤0.01%
331
-14
-4% -$508
KOPN icon
8663
CALL
Kopin
KOPN
$663M
$11K ﹤0.01%
+3,100
New +$11.1K
KRNY icon
8664
Kearny Financial
KRNY
$592M
$11K ﹤0.01%
1,154
+173
+18% +$1.89K
KT icon
8665
CALL
KT
KT
$8.84B
$11K ﹤0.01%
+700
New +$11.3K
LKQ icon
8666
PUT
LKQ Corp
LKQ
$6.58B
$11K ﹤0.01%
400
+100
+33% +$2.69K
MAG
8667
PUT
DELISTED
MAG Silver
MAG
$11K ﹤0.01%
1,500
– –
MMYT icon
8668
CALL
MakeMyTrip
MMYT
$4.67B
$11K ﹤0.01%
400
-400
-50% -$11.5K
MUR icon
8669
PUT
Murphy Oil
MUR
$5.58B
$11K ﹤0.01%
200
-500
-71% -$30.9K
MUSA icon
8670
CALL
Murphy USA
MUSA
$11.3B
$11K ﹤0.01%
200
-100
-33% -$5.17K
NKTR icon
8671
CALL
Nektar Therapeutics
NKTR
$2.39B
$11K ﹤0.01%
60
-300
-83% -$57.4K
NMI icon
8672
Nuveen Municipal Income
NMI
$130M
$11K ﹤0.01%
1,000
– –
NOA
8673
North American Construction
NOA
$377M
$11K ﹤0.01%
1,611
-2,338
-59% -$16.2K
NSSC icon
8674
Napco Security Technologies
NSSC
$1.28B
$11K ﹤0.01%
4,690
-216
-4% -$534
REW icon
8675
Proshares UltraShort Technology
REW
$3.48M
$11K ﹤0.01%
+1
New +$8.17K
345 346
347
348 349

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.