UBS’s Nuveen Municipal Income NMI Stock Holding History

UBS’s Portfolio NMI Stock Details NMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$11K	Hold	1,000	–	–	﹤0.01%	8728
2014 Q2	$11K	Hold	1,000	–	–	﹤0.01%	8786
2014 Q1	$11K	Sell	1,000 -609	-38%	-$6.68K	﹤0.01%	8802
2013 Q4	$16K	Sell	1,609 -4,166	-72%	-$41.5K	﹤0.01%	8430
2013 Q3	$58K	Hold	5,775	–	–	﹤0.01%	6675
2013 Q2	$62K	Buy	+5,775	New	+$67.7K	﹤0.01%	6473

Other funds holding NMI

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SSWM

Sheets Smith Wealth Management Winston-Salem, North Carolina $1B AUM 29.77% 1-Year Est. Return

LNB

Ledyard National Bank $1.25B AUM 23.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's NMI Position: Q3 2014 in Review

UBS held its Nuveen Municipal Income (NMI) position steady in Q3 2014 at 1,000 shares worth $11K. The position accounts for ﹤0.01% of the portfolio, ranked #8728.

UBS first reported a position in NMI in Q2 2013 and has held it in 6 quarters since. The position peaked at $62K in Q2 2013. 19 funds tracked by Wall St. Rank hold NMI as of Q3 2014.

UBS held 1,000 shares of Nuveen Municipal Income worth $11K as of Q3 2014.
UBS left its Nuveen Municipal Income share count unchanged in Q3 2014.
Nuveen Municipal Income made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8728 holding.
UBS first reported a position in Nuveen Municipal Income in Q2 2013 and has held it in 6 quarters since.
UBS's Nuveen Municipal Income position peaked at $62K in Q2 2013.
19 funds tracked by Wall St. Rank held Nuveen Municipal Income as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.