UBS’s Codexis CDXS Stock Holding History

UBS’s Portfolio CDXS Stock Details CDXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$11K	Buy	4,708 +8	+0.2%	+$17	﹤0.01%	8699
2014 Q2	$7K	Sell	4,700 -600	-11%	-$951	﹤0.01%	9204
2014 Q1	$11K	Buy	+5,300	New	+$9.68K	﹤0.01%	8781
2013 Q4	–	Sell	-2,109	Closed	-$4K	–	10418
2013 Q3	$4K	Sell	2,109 -13,458	-86%	-$28K	﹤0.01%	9546
2013 Q2	$34K	Buy	+15,567	New	+$35.1K	﹤0.01%	7216

Other funds holding CDXS

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

6CM

683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

RCM

RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

EIM

Essex Investment Management Boston, Massachusetts $632M AUM 95.36% 1-Year Est. Return

UBS's CDXS Position: Q3 2014 in Review

UBS increased its Codexis (CDXS) stake by 0.17% in Q3 2014, buying an estimated $17 and bringing the position to 4,708 shares worth $11K. The position accounts for ﹤0.01% of the portfolio, ranked #8699.

UBS first reported a position in CDXS in Q2 2013 and has held it in 5 quarters since. The position peaked at $34K in Q2 2013. 34 funds tracked by Wall St. Rank hold CDXS as of Q3 2014.

UBS held 4,708 shares of Codexis worth $11K as of Q3 2014.
UBS bought 8 Codexis shares in Q3 2014, an estimated $17.
Codexis made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8699 holding.
UBS first reported a position in Codexis in Q2 2013 and has held it in 5 quarters since.
UBS's Codexis position peaked at $34K in Q2 2013.
34 funds tracked by Wall St. Rank held Codexis as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.