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Codexis
CDXS

36 hedge funds and large institutions have $21.1M invested in Codexis in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

55% more capital invested

Capital invested by funds: $13.6M → $21.1M (+$7.48M)

3% less funds holding

Funds holding: 37 → 36 (-1)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
12
Reduced
7
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OM
Opaleye Management
Massachusetts
+$1.27M
2
Deutsche Bank
Deutsche Bank
Germany
+$833K
3
Wells Fargo
Wells Fargo
California
+$382K
4
Vanguard Group
Vanguard Group
Pennsylvania
+$210K
5
EIM
Essex Investment Management
Massachusetts
+$173K

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$751K
2
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$554K
3
Renaissance Technologies
Renaissance Technologies
New York
-$92.5K
4
Two Sigma Investments
Two Sigma Investments
New York
-$75K
5
TC
TFS Capital
Pennsylvania
-$38K
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$6.07M +$110K +60,100 +2%
TS
2
Third Security
Virginia
$3.68M – – –
BIT
3
BlackRock Institutional Trust
California
$2.19M +$123K +67,424 +7%
6CM
4
683 Capital Management
New York
$2.17M – – –
OM
5
Opaleye Management
Massachusetts
$1.43M +$1.27M +698,300 New
Vanguard Group
6
Vanguard Group
Pennsylvania
$1.3M +$210K +114,949 +22%
Deutsche Bank
7
Deutsche Bank
Germany
$931K +$833K +456,438 +1,233,616%
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$514K -$24.9K -13,613 -5%
Wells Fargo
9
Wells Fargo
California
$435K +$382K +208,975 +5,085%
Renaissance Technologies
10
Renaissance Technologies
New York
$400K -$92.5K -50,651 -21%
BCM
11
Bridgeway Capital Management
Texas
$307K – – –
Bank of America
12
Bank of America
North Carolina
$200K -$69 -38 -0%
Jacobs Levy Equity Management
13
Jacobs Levy Equity Management
New Jersey
$199K +$41.6K +22,796 +30%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$194K -$4.32K -2,367 -2%
EIM
15
Essex Investment Management
Massachusetts
$194K +$173K +95,000 New
BFA
16
BlackRock Fund Advisors
California
$184K +$19.9K +10,923 +14%
Goldman Sachs
17
Goldman Sachs
New York
$112K +$3.11K +1,704 +3%
Connor, Clark & Lunn Investment Management (CC&L)
18
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$110K +$19.4K +10,600 +28%
Northern Trust
19
Northern Trust
Illinois
$102K +$913 +500 +1%
Citadel Advisors
20
Citadel Advisors
Florida
$80K +$71.3K +39,048 New
Morgan Stanley
21
Morgan Stanley
New York
$74K -$25.3K -13,875 -28%
CS
22
Credit Suisse
Switzerland
$42K +$2.74K +1,499 +8%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$32K – – –
CCMH
24
Cornerstone Capital Management Holdings
New York
$31K -$9.68K -5,300 -26%
GAG
25
GM Advisory Group
New York
$28K +$27.4K +15,000 New
1
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CDXS Hedge Fund Activity: Q1 2014 in Review

36 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Codexis (CDXS) for Q1 2014, worth a combined $21.1M — up 55% from $13.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of CDXS and 8 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 12 added.

The largest buyer was Opaleye Management, opening a new position worth an estimated $1.27M. The largest seller was Fidelity Investments, exiting entirely with an estimated $751K sold.

  • 36 institutional investors held Codexis (CDXS) as of Q1 2014, down from 37 in Q4 2013.
  • Funds reported $21.1M of Codexis stock for Q1 2014, up 55% quarter-over-quarter.
  • 8 funds opened new Codexis positions in Q1 2014 and 9 closed out, a net change of -1 holder.
  • The largest Codexis buyer in Q1 2014 was Opaleye Management, an estimated $1.27M added.
  • The largest Codexis seller in Q1 2014 was Fidelity Investments, an estimated $751K sold.

Based on aggregated 13F filings for Q1 2014.