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Codexis

34 hedge funds and large institutions have $24.5M invested in Codexis in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

59% more capital invested

Capital invested by funds: $15.4M → $24.5M (+$9.11M)

0% more funds holding

Funds holding: 3434 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

Holders
34
Holders Change
Holders Change %
0%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$7.92M +$713K +331,933 +11%
OM
2
Opaleye Management
Massachusetts
$3.94M +$1.87M +870,000 +106%
BIT
3
BlackRock Institutional Trust
California
$2.63M +$118K +54,984 +5%
6CM
4
683 Capital Management
New York
$2.48M
Vanguard Group
5
Vanguard Group
Pennsylvania
$1.66M +$160K +74,666 +12%
Deutsche Bank
6
Deutsche Bank
Germany
$1.19M +$36.7K +17,071 +3%
RCM
7
RA Capital Management
Massachusetts
$1.18M +$1.08M +504,279 New
Renaissance Technologies
8
Renaissance Technologies
New York
$657K +$156K +72,800 +35%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$557K -$6.38K -2,973 -1%
EIM
10
Essex Investment Management
Massachusetts
$480K -$421K -196,184 -49%
BCM
11
Bridgeway Capital Management
Texas
$351K
Geode Capital Management
12
Geode Capital Management
Massachusetts
$241K +$18.5K +8,624 +9%
BFA
13
BlackRock Fund Advisors
California
$201K -$13.5K -6,273 -7%
VKH
14
Virtu KCG Holdings
New York
$177K +$147K +68,393 +676%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$124K +$114K +53,202 New
SIM
16
Spark Investment Management
New York
$122K +$117K +54,300 New
Northern Trust
17
Northern Trust
Illinois
$116K -$2 -1 -0%
Connor, Clark & Lunn Investment Management (CC&L)
18
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$103K -$13.3K -6,200 -12%
Bank of America
19
Bank of America
North Carolina
$84K -$133K -62,000 -63%
Jacobs Levy Equity Management
20
Jacobs Levy Equity Management
New Jersey
$71K -$144K -67,108 -69%
Morgan Stanley
21
Morgan Stanley
New York
$69K -$10.3K -4,814 -14%
CS
22
Credit Suisse
Switzerland
$49K -$1.58K -735 -3%
Goldman Sachs
23
Goldman Sachs
New York
$42K -$4.38K -2,041 -10%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$37K
BC
25
Burney Company
Virginia
$23K +$21.5K +10,000 New

CDXS Hedge Fund Activity: Q3 2014 in Review

34 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Codexis (CDXS) for Q3 2014, worth a combined $24.5M — up 59% from $15.4M a quarter earlier.

Fund positioning in CDXS was balanced in Q3 2014: 6 funds opened new positions, 6 closed out, 9 added to existing stakes and 12 trimmed.

The largest buyer was Opaleye Management, adding an estimated $1.87M. The largest seller was Third Security, exiting entirely with an estimated $2.44M sold.

  • 34 institutional investors held Codexis (CDXS) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $24.5M of Codexis stock for Q3 2014, up 59% quarter-over-quarter.
  • 6 funds opened new Codexis positions in Q3 2014 and 6 closed out, a net change of 0 holders.
  • The largest Codexis buyer in Q3 2014 was Opaleye Management, an estimated $1.87M added.
  • The largest Codexis seller in Q3 2014 was Third Security, an estimated $2.44M sold.

Based on aggregated 13F filings for Q3 2014.