Third Security’s Codexis CDXS Stock Holding History

Third Security’s Portfolio CDXS Stock Details CDXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,674,699	Closed	-$2.44M	–	18
2014 Q2	$2.44M	Sell	1,674,699 -130,301	-7%	-$207K	0.12%	19
2014 Q1	$3.68M	Hold	1,805,000	–	–	0.16%	17
2013 Q4	$2.53M	Hold	1,805,000	–	–	0.12%	18
2013 Q3	$3.18M	Hold	1,805,000	–	–	0.16%	18
2013 Q2	$3.99M	Buy	+1,805,000	New	+$4.07M	0.95%	17

Other funds holding CDXS

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

6CM

683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

RCM

RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

EIM

Essex Investment Management Boston, Massachusetts $632M AUM 95.36% 1-Year Est. Return

Third Security's CDXS Position: Q3 2014 in Review

Third Security sold out of Codexis (CDXS) in Q3 2014, closing a stake of 1,674,699 shares — an estimated $2.44M sold.

Third Security first reported a position in CDXS in Q2 2013 and held it in 5 quarters. The position peaked at $3.99M in Q2 2013. 34 funds tracked by Wall St. Rank hold CDXS as of Q3 2014.

Third Security reported no remaining Codexis position as of Q3 2014 after selling out during the quarter.
Third Security sold 1,674,699 Codexis shares in Q3 2014, an estimated $2.44M.
Third Security first reported a position in Codexis in Q2 2013 and held it in 5 quarters.
Third Security's Codexis position peaked at $3.99M in Q2 2013.
34 funds tracked by Wall St. Rank held Codexis as of Q3 2014.

Based on Third Security's 13F filing for Q3 2014, filed 5 Nov 2014.