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Codexis

61 hedge funds and large institutions have $111M invested in Codexis in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

58.6% more ownership

Funds ownership: 0%58.6% (+59%)

21% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 19

6% more capital invested

Capital invested by funds: $105M → $111M (+$6.6M)

0% more funds holding

Funds holding: 6161 (0)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

Holders
61
Holders Change
Holders Change %
0%
% of All Funds
1.52%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
7
Increased
23
Reduced
19
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$25.8M +$192K +40,959 +0.7%
VC
2
Vivo Capital
California
$24.4M
Fidelity Investments
3
Fidelity Investments
Massachusetts
$9.46M -$363K -77,366 -4%
BIT
4
BlackRock Institutional Trust
California
$5.69M +$66.5K +14,180 +1%
Baillie Gifford & Co
5
Baillie Gifford & Co
United Kingdom
$5.45M
OM
6
Opaleye Management
Massachusetts
$5.38M
BFA
7
BlackRock Fund Advisors
California
$5.09M +$903K +192,625 +21%
Vanguard Group
8
Vanguard Group
Pennsylvania
$4.8M +$180K +38,315 +4%
Renaissance Technologies
9
Renaissance Technologies
New York
$3.95M -$61.4K -13,100 -2%
William Blair Investment Management
10
William Blair Investment Management
Illinois
$3.24M -$57.3K -12,230 -2%
State Street
11
State Street
Massachusetts
$2.08M +$246K +52,483 +13%
Northern Trust
12
Northern Trust
Illinois
$1.65M +$5.33K +1,137 +0.3%
PGCM
13
Prescott Group Capital Management
Oklahoma
$1.33M +$1.35M +288,275 New
BCM
14
Bridgeway Capital Management
Texas
$1.22M +$2.34K +500 +0.2%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$1M +$4.07K +868 +0.4%
ZIM
16
Zacks Investment Management
Illinois
$940K +$958K +204,445 New
PCM
17
Palisade Capital Management
New Jersey
$837K -$206K -44,000 -19%
EIM
18
Essex Investment Management
Massachusetts
$744K +$84.2K +17,963 +13%
SIM
19
Spark Investment Management
New York
$695K -$259K -55,300 -27%
SO
20
STRS Ohio
Ohio
$604K +$126K +26,793 +26%
BIM
21
BlackRock Investment Management
Delaware
$569K
Bank of New York Mellon
22
Bank of New York Mellon
New York
$567K +$41.4K +8,824 +8%
Axa
23
Axa
France
$542K -$166K -35,431 -23%
Morgan Stanley
24
Morgan Stanley
New York
$469K +$428K +91,319 +858%
TCIM
25
TIAA CREF Investment Management
New York
$465K -$10.7K -2,287 -2%

CDXS Hedge Fund Activity: Q4 2016 in Review

61 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Codexis (CDXS) for Q4 2016, worth a combined $111M — up 6.3% from $105M a quarter earlier.

Fund positioning in CDXS was balanced in Q4 2016: 7 funds opened new positions, 7 closed out, 23 added to existing stakes and 19 trimmed.

The largest buyer was Prescott Group Capital Management, opening a new position worth an estimated $1.35M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $909K sold.

  • 61 institutional investors held Codexis (CDXS) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $111M of Codexis stock for Q4 2016, up 6.3% quarter-over-quarter.
  • 7 funds opened new Codexis positions in Q4 2016 and 7 closed out, a net change of 0 holders.
  • The largest Codexis buyer in Q4 2016 was Prescott Group Capital Management, an estimated $1.35M added.
  • The largest Codexis seller in Q4 2016 was Granite Investment Partners, an estimated $909K sold.

Based on aggregated 13F filings for Q4 2016.