UBS’s First Trust Taiwan AlphaDEX Fund FTW Stock Holding History

UBS’s Portfolio FTW Stock Details FTW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$10K	Buy	+292	New	+$11.1K	﹤0.01%	8894
2014 Q2	–	Sell	-117	Closed	-$4K	–	11448
2014 Q1	$4K	Buy	117 +10	+9%	+$313	﹤0.01%	9795
2013 Q4	$3K	Hold	107	–	–	﹤0.01%	9983
2013 Q3	$3K	Buy	107 +105	+5,250%	+$3.24K	﹤0.01%	9897
2013 Q2	$0	Buy	+2	New	+$62	﹤0.01%	10248

Other funds holding FTW

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

VAM

Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

IPC

Independent Portfolio Consultants Boca Raton, Florida $241M AUM 21.8% 1-Year Est. Return

UBS's FTW Position: Q3 2014 in Review

UBS opened a new position in First Trust Taiwan AlphaDEX Fund (FTW) in Q3 2014: 292 shares worth $10K. The stake represents ﹤0.01% of the portfolio and ranks #8894 among its holdings. This is a return to the name: UBS previously reported a position in FTW as recently as Q1 2014.

UBS first reported a position in FTW in Q2 2013 and has held it in 5 quarters since. 17 funds tracked by Wall St. Rank hold FTW as of Q3 2014.

UBS held 292 shares of First Trust Taiwan AlphaDEX Fund worth $10K as of Q3 2014.
First Trust Taiwan AlphaDEX Fund was a new UBS position in Q3 2014.
First Trust Taiwan AlphaDEX Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8894 holding.
UBS first reported a position in First Trust Taiwan AlphaDEX Fund in Q2 2013 and has held it in 5 quarters since.
17 funds tracked by Wall St. Rank held First Trust Taiwan AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.