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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECOL
8901
CALL
DELISTED
US Ecology, Inc.
ECOL
$9K ﹤0.01%
200
-200
-50% -$9.16K
ECOL
8902
PUT
DELISTED
US Ecology, Inc.
ECOL
$9K ﹤0.01%
200
-1,300
-87% -$59.6K
HBMD
8903
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$9K ﹤0.01%
832
-664
-44% -$6.7K
ECHO
8904
CALL
DELISTED
Echo Global Logistics, Inc.
ECHO
$9K ﹤0.01%
+400
New +$9.26K
CUB
8905
CALL
DELISTED
Cubic Corporation
CUB
$9K ﹤0.01%
200
– –
QEP
8906
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$9K ﹤0.01%
300
+200
+200% +$6.69K
GMO
8907
DELISTED
General Moly, Inc.
GMO
$9K ﹤0.01%
+13,060
New +$12.8K
JE
8908
CALL
DELISTED
Just Energy Group Inc
JE
$9K ﹤0.01%
+61
New +$11.1K
SCON
8909
CALL
DELISTED
Superconductor Technologies Inc.
SCON
$9K ﹤0.01%
2
– –
RRTS
8910
CALL
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$9K ﹤0.01%
16
+8
+100% +$5.2K
MDCO
8911
CALL
DELISTED
Medicines Co
MDCO
$9K ﹤0.01%
400
– –
BORN
8912
CALL
DELISTED
China New Borun Corporation
BORN
$9K ﹤0.01%
5,000
-1,000
-17% -$2.49K
EPE
8913
CALL
DELISTED
EP Energy Corporation
EPE
$9K ﹤0.01%
+500
New +$9.64K
MXWL
8914
PUT
DELISTED
Maxwell Technologies Inc
MXWL
$9K ﹤0.01%
1,000
+700
+233% +$7.46K
AKAO
8915
DELISTED
Achaogen Inc
AKAO
$9K ﹤0.01%
+1,036
New +$10.6K
BDD
8916
DELISTED
DB Base Metals Double Long Exchange Traded Notes due June 1, 2038
BDD
$9K ﹤0.01%
+1,042
New +$9.38K
WMW
8917
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$9K ﹤0.01%
402
-1,189
-75% -$25.1K
BLMT
8918
DELISTED
BSB Bancorp, Inc.
BLMT
$9K ﹤0.01%
500
-1,786
-78% -$31.5K
GOV
8919
CALL
DELISTED
Government Properties Income Trust
GOV
$9K ﹤0.01%
+400
New +$9.51K
JONE
8920
CALL
DELISTED
Jones Energy, Inc.
JONE
$9K ﹤0.01%
27
-11
-29% -$3.78K
KODK.WS
8921
DELISTED
Eastman Kodak Company
KODK.WS
$9K ﹤0.01%
1,179
+143
+14% +$1.23K
SIGM
8922
CALL
DELISTED
Sigma Designs Inc
SIGM
$9K ﹤0.01%
+2,000
New +$9.19K
FCRE
8923
CALL
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$9K ﹤0.01%
+280
New +$13K
IPXL
8924
CALL
DELISTED
Impax Laboratories, Inc.
IPXL
$9K ﹤0.01%
400
+300
+300% +$7.68K
SSNI
8925
CALL
DELISTED
Silver Spring Networks, Inc.
SSNI
$9K ﹤0.01%
+900
New +$9.8K
355 356
357
358 359

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.