U
CIFC

UBS’s CIFC LLC Common Shares CIFC Stock Holding History

UBS’s Portfolio CIFC Stock Details CIFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$9K Buy
+985
New +$8.86K ﹤0.01% 9008
2014
Q2 		– Sell
-1,173
Closed -$10K – 11458
2014
Q1 		$10K Buy
+1,173
New +$9.31K ﹤0.01% 8968
2013
Q4 		– Sell
-1,539
Closed -$12K – 11468
2013
Q3 		$12K Sell
1,539
-759
-33% -$5.73K ﹤0.01% 8697
2013
Q2 		$17K Buy
+2,298
New +$17.8K ﹤0.01% 8116

Other funds holding CIFC

HCS
Harvest Capital Strategies San Francisco, California $73.7M AUM 7.47% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RA
Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

UBS's CIFC Position: Q3 2014 in Review

UBS opened a new position in CIFC LLC Common Shares (CIFC) in Q3 2014: 985 shares worth $9K. The stake represents ﹤0.01% of the portfolio and ranks #9008 among its holdings. This is a return to the name: UBS previously reported a position in CIFC as recently as Q1 2014.

UBS first reported a position in CIFC in Q2 2013 and has held it in 4 quarters since. The position peaked at $17K in Q2 2013. 36 funds tracked by Wall St. Rank hold CIFC as of Q3 2014.

  • UBS held 985 shares of CIFC LLC Common Shares worth $9K as of Q3 2014.
  • CIFC LLC Common Shares was a new UBS position in Q3 2014.
  • CIFC LLC Common Shares made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9008 holding.
  • UBS first reported a position in CIFC LLC Common Shares in Q2 2013 and has held it in 4 quarters since.
  • UBS's CIFC LLC Common Shares position peaked at $17K in Q2 2013.
  • 36 funds tracked by Wall St. Rank held CIFC LLC Common Shares as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.