Northern Trust’s CIFC LLC Common Shares CIFC Stock Holding History

Northern Trust’s Portfolio CIFC Stock Details CIFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-44,289	Closed	-$247K	–	4379
2015 Q4	$247K	Sell	44,289 -5,584	-11%	-$37.9K	﹤0.01%	3697
2015 Q3	$357K	Buy	49,873 +934	+2%	+$6.9K	﹤0.01%	3575
2015 Q2	$388K	Sell	48,939 -5	-0%	-$39	﹤0.01%	3614
2015 Q1	$375K	Sell	48,944 -390	-0.8%	-$3.22K	﹤0.01%	3692
2014 Q4	$407K	Sell	49,334 -15,104	-23%	-$135K	﹤0.01%	3611
2014 Q3	$583K	Sell	64,438 -10,127	-14%	-$91.1K	﹤0.01%	3534
2014 Q2	$672K	Sell	74,565 -11,730	-14%	-$95.8K	﹤0.01%	3520
2014 Q1	$703K	Sell	86,295 -8,852	-9%	-$70.3K	﹤0.01%	3478
2013 Q4	$740K	Buy	95,147 +2,632	+3%	+$20.7K	﹤0.01%	3447
2013 Q3	$730K	Buy	92,515 +5,987	+7%	+$45.2K	﹤0.01%	3395
2013 Q2	$653K	Buy	+86,528	New	+$672K	﹤0.01%	3402

Other funds holding CIFC

Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HCS

Harvest Capital Strategies San Francisco, California $73.7M AUM 7.47% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

BCA

Benchmark Capital Advisors New York $101M AUM 0.8% 1-Year Est. Return

SBH

Segall Bryant & Hamill Chicago, Illinois $6.98B AUM 34.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northern Trust's CIFC Position: Q1 2016 in Review

Northern Trust sold out of CIFC LLC Common Shares (CIFC) in Q1 2016, closing a stake of 44,289 shares — an estimated $247K sold.

Northern Trust first reported a position in CIFC in Q2 2013 and held it in 11 quarters. The position peaked at $740K in Q4 2013. 23 funds tracked by Wall St. Rank hold CIFC as of Q1 2016.

Northern Trust reported no remaining CIFC LLC Common Shares position as of Q1 2016 after selling out during the quarter.
Northern Trust sold 44,289 CIFC LLC Common Shares shares in Q1 2016, an estimated $247K.
Northern Trust first reported a position in CIFC LLC Common Shares in Q2 2013 and held it in 11 quarters.
Northern Trust's CIFC LLC Common Shares position peaked at $740K in Q4 2013.
23 funds tracked by Wall St. Rank held CIFC LLC Common Shares as of Q1 2016.

Based on Northern Trust's 13F filing for Q1 2016, filed 13 May 2016.