Bank of New York Mellon’s CIFC LLC Common Shares CIFC Stock Holding History

Bank of New York Mellon’s Portfolio CIFC Stock Details CIFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-18,027	Closed	-$129K	–	4485
2015 Q3	$129K	Sell	18,027 -7,559	-30%	-$55.9K	﹤0.01%	4041
2015 Q2	$203K	Buy	25,586 +183	+0.7%	+$1.41K	﹤0.01%	3885
2015 Q1	$194K	Hold	25,403	–	–	﹤0.01%	3903
2014 Q4	$210K	Sell	25,403 -11,586	-31%	-$103K	﹤0.01%	3878
2014 Q3	$335K	Buy	36,989 +387	+1%	+$3.48K	﹤0.01%	3755
2014 Q2	$330K	Hold	36,602	–	–	﹤0.01%	3715
2014 Q1	$298K	Sell	36,602 -152	-0.4%	-$1.21K	﹤0.01%	3746
2013 Q4	$286K	Buy	36,754 +988	+3%	+$7.77K	﹤0.01%	3756
2013 Q3	$282K	Sell	35,766 -1,126	-3%	-$8.5K	﹤0.01%	3699
2013 Q2	$279K	Buy	+36,892	New	+$287K	﹤0.01%	3687

Other funds holding CIFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return

GCM

Gator Capital Management Tampa, Florida $489M AUM 54.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

BCM

BlueCrest Capital Management St Helier, Jersey $1.69B AUM 20.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Bank of New York Mellon's CIFC Position: Q4 2015 in Review

Bank of New York Mellon sold out of CIFC LLC Common Shares (CIFC) in Q4 2015, closing a stake of 18,027 shares — an estimated $129K sold.

Bank of New York Mellon first reported a position in CIFC in Q2 2013 and held it in 10 quarters. The position peaked at $335K in Q3 2014. 32 funds tracked by Wall St. Rank hold CIFC as of Q4 2015.

Bank of New York Mellon reported no remaining CIFC LLC Common Shares position as of Q4 2015 after selling out during the quarter.
Bank of New York Mellon sold 18,027 CIFC LLC Common Shares shares in Q4 2015, an estimated $129K.
Bank of New York Mellon first reported a position in CIFC LLC Common Shares in Q2 2013 and held it in 10 quarters.
Bank of New York Mellon's CIFC LLC Common Shares position peaked at $335K in Q3 2014.
32 funds tracked by Wall St. Rank held CIFC LLC Common Shares as of Q4 2015.

Based on Bank of New York Mellon's 13F filing for Q4 2015, filed 12 Feb 2016.