U
CRDC

UBS’s CARDICA INC COM NEW (DE) CRDC Stock Holding History

UBS’s Portfolio CRDC Stock Details CRDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$8K Sell
722
-4,542
-86% -$51.5K ﹤0.01% 9109
2014
Q2 		$61K Buy
5,264
+1,272
+32% +$12.9K ﹤0.01% 6618
2014
Q1 		$40K Sell
3,992
-1,296
-25% -$14.8K ﹤0.01% 7159
2013
Q4 		$52K Buy
5,288
+4,566
+632% +$50.7K ﹤0.01% 6919
2013
Q3 		$9K Hold
722
– – ﹤0.01% 8967
2013
Q2 		$8K Buy
+722
New +$9.08K ﹤0.01% 8921

Other funds holding CRDC

BC
Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return
CCM
Camber Capital Management Boston, Massachusetts $1.07B AUM 8.19% 1-Year Est. Return
Federated Hermes
Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
WA
Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return
PGCM
Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return
PCM
Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return
UBS AM
UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return
DCM
DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

UBS's CRDC Position: Q3 2014 in Review

UBS reduced its CARDICA INC COM NEW (DE) (CRDC) stake by 86% in Q3 2014, selling an estimated $51.5K and leaving 722 shares worth $8K. The position accounts for ﹤0.01% of the portfolio, ranked #9109.

UBS first reported a position in CRDC in Q2 2013 and has held it in 6 quarters since. The position peaked at $61K in Q2 2014. 45 funds tracked by Wall St. Rank hold CRDC as of Q3 2014.

  • UBS held 722 shares of CARDICA INC COM NEW (DE) worth $8K as of Q3 2014.
  • UBS sold 4,542 CARDICA INC COM NEW (DE) shares in Q3 2014, an estimated $51.5K.
  • CARDICA INC COM NEW (DE) made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9109 holding.
  • UBS first reported a position in CARDICA INC COM NEW (DE) in Q2 2013 and has held it in 6 quarters since.
  • UBS's CARDICA INC COM NEW (DE) position peaked at $61K in Q2 2014.
  • 45 funds tracked by Wall St. Rank held CARDICA INC COM NEW (DE) as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.