UBS’s Claymore/Robb CEF GS Connect ETN GCE Stock Holding History

UBS’s Portfolio GCE Stock Details GCE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$8K	Buy	+460	New	+$8.59K	﹤0.01%	9091
2013 Q4	–	Sell	-178	Closed	-$3K	–	10937
2013 Q3	$3K	Sell	178 -857	-83%	-$14.7K	﹤0.01%	9815
2013 Q2	$18K	Buy	+1,035	New	+$18.3K	﹤0.01%	8031

Other funds holding GCE

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

UBS's GCE Position: Q3 2014 in Review

UBS opened a new position in Claymore/Robb CEF GS Connect ETN (GCE) in Q3 2014: 460 shares worth $8K. The stake represents ﹤0.01% of the portfolio and ranks #9091 among its holdings. This is a return to the name: UBS previously reported a position in GCE as recently as Q3 2013.

UBS first reported a position in GCE in Q2 2013 and has held it in 3 quarters since. The position peaked at $18K in Q2 2013. 5 funds tracked by Wall St. Rank hold GCE as of Q3 2014.

UBS held 460 shares of Claymore/Robb CEF GS Connect ETN worth $8K as of Q3 2014.
Claymore/Robb CEF GS Connect ETN was a new UBS position in Q3 2014.
Claymore/Robb CEF GS Connect ETN made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9091 holding.
UBS first reported a position in Claymore/Robb CEF GS Connect ETN in Q2 2013 and has held it in 3 quarters since.
UBS's Claymore/Robb CEF GS Connect ETN position peaked at $18K in Q2 2013.
5 funds tracked by Wall St. Rank held Claymore/Robb CEF GS Connect ETN as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.