UBS’s IQ Australia Small Cap ETF KROO Stock Holding History

UBS’s Portfolio KROO Stock Details KROO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$7K	Sell	400 -804	-67%	-$15.7K	﹤0.01%	9247
2014 Q2	$23K	Sell	1,204 -140	-10%	-$2.69K	﹤0.01%	7934
2014 Q1	$26K	Sell	1,344 -432	-24%	-$7.85K	﹤0.01%	7778
2013 Q4	$32K	Buy	1,776 +730	+70%	+$14K	﹤0.01%	7585
2013 Q3	$21K	Sell	1,046 -355	-25%	-$6.55K	﹤0.01%	8037
2013 Q2	$23K	Buy	+1,401	New	+$27.4K	﹤0.01%	7746

Other funds holding KROO

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HIM

Hillsdale Investment Management Toronto, Ontario, Canada $3.68B AUM 62.12% 1-Year Est. Return

UBS's KROO Position: Q3 2014 in Review

UBS reduced its IQ Australia Small Cap ETF (KROO) stake by 67% in Q3 2014, selling an estimated $15.7K and leaving 400 shares worth $7K. The position accounts for ﹤0.01% of the portfolio, ranked #9247.

UBS first reported a position in KROO in Q2 2013 and has held it in 6 quarters since. The position peaked at $32K in Q4 2013. 6 funds tracked by Wall St. Rank hold KROO as of Q3 2014.

UBS held 400 shares of IQ Australia Small Cap ETF worth $7K as of Q3 2014.
UBS sold 804 IQ Australia Small Cap ETF shares in Q3 2014, an estimated $15.7K.
IQ Australia Small Cap ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9247 holding.
UBS first reported a position in IQ Australia Small Cap ETF in Q2 2013 and has held it in 6 quarters since.
UBS's IQ Australia Small Cap ETF position peaked at $32K in Q4 2013.
6 funds tracked by Wall St. Rank held IQ Australia Small Cap ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.