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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTNR
9251
CALL
DELISTED
Vertex Energy, Inc
VTNR
$6K ﹤0.01%
+900
New +$7.51K
NURO
9252
DELISTED
NeuroMetrix, Inc. Common Stock
NURO
$6K ﹤0.01%
+1
New +$4.66K
NSTG
9253
DELISTED
NanoString Technologies, Inc.
NSTG
$6K ﹤0.01%
549
-44
-7% -$544
ONCT
9254
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$6K ﹤0.01%
6
+3
+100% +$4.42K
AVTA
9255
CALL
DELISTED
Avantax, Inc. Common Stock
AVTA
$6K ﹤0.01%
400
+200
+100% +$3.31K
ARGO
9256
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$6K ﹤0.01%
175
-2,594
-94% -$96.9K
WWE
9257
CALL
DELISTED
World Wrestling Entertainment
WWE
$6K ﹤0.01%
400
-6,100
-94% -$82.7K
NYMX
9258
DELISTED
Nymox Pharmaceutical Corp
NYMX
$6K ﹤0.01%
1,382
-686
-33% -$3.36K
LMST
9259
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$6K ﹤0.01%
+1,237
New +$6.15K
CCXI
9260
DELISTED
ChemoCentryx, Inc.
CCXI
$6K ﹤0.01%
1,229
+572
+87% +$3.02K
OBCI
9261
DELISTED
Ocean Bio-Chem Inc
OBCI
$6K ﹤0.01%
1,439
-3,285
-70% -$10.2K
APTS
9262
DELISTED
Preferred Apartment Communities, Inc.
APTS
$6K ﹤0.01%
682
-1,738
-72% -$15.3K
CERN
9263
PUT
DELISTED
Cerner Corp
CERN
$6K ﹤0.01%
100
-1,100
-92% -$61.8K
IRCP
9264
DELISTED
IRSA Propiedades Comerciales S.A.
IRCP
$6K ﹤0.01%
+1,117
New +$5.57K
GWGH
9265
DELISTED
GWG Holdings, Inc
GWGH
$6K ﹤0.01%
+632
New +$7.21K
CAI
9266
DELISTED
CAI International, Inc.
CAI
$6K ﹤0.01%
300
-528
-64% -$10.6K
HCAP
9267
DELISTED
Harvest Capital Credit Corporation
HCAP
$6K ﹤0.01%
463
-134
-22% -$1.9K
ECT
9268
CALL
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$6K ﹤0.01%
1,100
-4,700
-81% -$31.5K
AVEO
9269
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$6K ﹤0.01%
560
+460
+460% +$5.85K
CBPX
9270
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$6K ﹤0.01%
403
+292
+263% +$4.34K
IDXG
9271
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
$6K ﹤0.01%
24
+5
+26% +$1.67K
JASN
9272
DELISTED
Jason Industries, Inc.
JASN
$6K ﹤0.01%
+593
New +$6.22K
FCSC
9273
DELISTED
Fibrocell Science Inc.
FCSC
$6K ﹤0.01%
132
-224
-63% -$10.5K
CTRL
9274
PUT
DELISTED
Control4 Corporation
CTRL
$6K ﹤0.01%
500
+300
+150% +$4.72K
CZFC
9275
DELISTED
Citizens First Corporation
CZFC
$6K ﹤0.01%
569
+310
+120% +$3.47K
369 370
371
372 373

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.