U
HCAP

UBS’s Harvest Capital Credit Corporation HCAP Stock Holding History

UBS’s Portfolio HCAP Stock Details HCAP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$6K Sell
463
-134
-22% -$1.9K ﹤0.01% 9337
2014
Q2 		$9K Sell
597
-761
-56% -$11K ﹤0.01% 9023
2014
Q1 		$20K Buy
1,358
+1,349
+14,989% +$20.5K ﹤0.01% 8094
2013
Q4 		$0 Sell
9
-45
-83% -$672 ﹤0.01% 10910
2013
Q3 		$1K Sell
54
-724
-93% -$10.9K ﹤0.01% 10192
2013
Q2 		$12K Buy
+778
New +$11.7K ﹤0.01% 8465

Other funds holding HCAP

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return
CAM
Cubic Asset Management Boston, Massachusetts $422M AUM 29.18% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $38.4B AUM 25.71% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS's HCAP Position: Q3 2014 in Review

UBS reduced its Harvest Capital Credit Corporation (HCAP) stake by 22% in Q3 2014, selling an estimated $1.9K and leaving 463 shares worth $6K. The position accounts for ﹤0.01% of the portfolio, ranked #9337.

UBS first reported a position in HCAP in Q2 2013 and has held it in 6 quarters since. The position peaked at $20K in Q1 2014. 16 funds tracked by Wall St. Rank hold HCAP as of Q3 2014.

  • UBS held 463 shares of Harvest Capital Credit Corporation worth $6K as of Q3 2014.
  • UBS sold 134 Harvest Capital Credit Corporation shares in Q3 2014, an estimated $1.9K.
  • Harvest Capital Credit Corporation made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9337 holding.
  • UBS first reported a position in Harvest Capital Credit Corporation in Q2 2013 and has held it in 6 quarters since.
  • UBS's Harvest Capital Credit Corporation position peaked at $20K in Q1 2014.
  • 16 funds tracked by Wall St. Rank held Harvest Capital Credit Corporation as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.