UBS’s ProShares UltraPro Short MidCap400 SMDD Stock Holding History

UBS’s Portfolio SMDD Stock Details SMDD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$6K	Buy	+2	New	+$5.54K	﹤0.01%	9299
2014 Q1	–	Sell	-4	Closed	-$14K	–	10767
2013 Q4	$14K	Buy	4 +3	+300%	+$12.1K	﹤0.01%	8606
2013 Q3	$4K	Buy	+1	New	+$4.95K	﹤0.01%	9596

Other funds holding SMDD

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's SMDD Position: Q3 2014 in Review

UBS opened a new position in ProShares UltraPro Short MidCap400 (SMDD) in Q3 2014: 2 shares worth $6K. The stake represents ﹤0.01% of the portfolio and ranks #9299 among its holdings. This is a return to the name: UBS previously reported a position in SMDD as recently as Q4 2013.

UBS first reported a position in SMDD in Q3 2013 and has held it in 3 quarters since. The position peaked at $14K in Q4 2013. 4 funds tracked by Wall St. Rank hold SMDD as of Q3 2014.

UBS held 2 shares of ProShares UltraPro Short MidCap400 worth $6K as of Q3 2014.
ProShares UltraPro Short MidCap400 was a new UBS position in Q3 2014.
ProShares UltraPro Short MidCap400 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9299 holding.
UBS first reported a position in ProShares UltraPro Short MidCap400 in Q3 2013 and has held it in 3 quarters since.
UBS's ProShares UltraPro Short MidCap400 position peaked at $14K in Q4 2013.
4 funds tracked by Wall St. Rank held ProShares UltraPro Short MidCap400 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.