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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBT
7126
Beacon Financial Corp
BBT
$2.5B
$38K ﹤0.01%
1,600
-490
-23% -$11.8K
CWST icon
7127
Casella Waste Systems
CWST
$5.76B
$38K ﹤0.01%
9,951
-72,213
-88% -$336K
ENB icon
7128
CALL
Enbridge
ENB
$120B
$38K ﹤0.01%
800
+500
+167% +$24.7K
SAFT icon
7129
CALL
Safety Insurance
SAFT
$1.51B
$38K ﹤0.01%
+700
New +$37.1K
SOXS icon
7130
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$2.6B
– –
0
– –
SOYB icon
7131
Teucrium Soybean Fund
SOYB
$61.1M
$38K ﹤0.01%
2,000
-585
-23% -$12.7K
TGTX icon
7132
CALL
TG Therapeutics
TGTX
$8.19B
$38K ﹤0.01%
3,600
-32,500
-90% -$301K
OPB
7133
DELISTED
Opus Bank Common Stock
OPB
$38K ﹤0.01%
+1,241
New +$37.9K
FLAG
7134
DELISTED
FLAG-Forensic Accounting Long-Short ETF
FLAG
$38K ﹤0.01%
1,202
+193
+19% +$6.15K
DF
7135
CALL
DELISTED
Dean Foods Company
DF
$38K ﹤0.01%
+2,900
New +$46.1K
LDF
7136
DELISTED
Latin American Discovery Fund
LDF
$38K ﹤0.01%
2,917
+808
+38% +$11.5K
GST
7137
PUT
DELISTED
Gastar Exploration Inc.
GST
$38K ﹤0.01%
6,500
-4,800
-42% -$35.3K
JASO
7138
CALL
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$38K ﹤0.01%
4,100
+3,100
+310% +$29.6K
ABE
7139
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$38K ﹤0.01%
2,771
+1,919
+225% +$27.8K
ERO
7140
DELISTED
Barclays Bank PLC iPath EUR/USD Exchange Rate ETN
ERO
$38K ﹤0.01%
791
+360
+84% +$18.3K
BONT
7141
CALL
DELISTED
Bon-Ton Stores Inc/The
BONT
$38K ﹤0.01%
4,600
+2,500
+119% +$24K
MBVT
7142
DELISTED
Merchants Bancshares Inc
MBVT
$38K ﹤0.01%
1,334
-1,390
-51% -$41.2K
FNBC
7143
DELISTED
First NBC Bank Holding Company
FNBC
$38K ﹤0.01%
1,164
+1,141
+4,961% +$37K
RVLT
7144
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$38K ﹤0.01%
2,250
+350
+18% +$7.38K
ASBI
7145
DELISTED
AMERIANA BANCORP
ASBI
$38K ﹤0.01%
2,488
+1,455
+141% +$21.2K
AXJS
7146
DELISTED
ISHARES MSCI ALL COUNTRY ASIA EX JAPAN SM CAP ETF
AXJS
$38K ﹤0.01%
631
-456
-42% -$27.8K
TDD
7147
DELISTED
DEUTSCHE X-TRACKERS 2010 TARGET DATE ETF
TDD
$38K ﹤0.01%
1,563
– –
RIOM
7148
DELISTED
RIO ALTO MNG LTD NEW COM SHS (CANADA)
RIOM
$38K ﹤0.01%
15,653
+5,804
+59% +$15K
JGBS
7149
DELISTED
DB INVERSE JAPANESE GOVT BD FUT EXCH NT 11/30/2021
JGBS
$38K ﹤0.01%
2,054
+1,897
+1,208% +$35.3K
ALNT icon
7150
Allient
ALNT
$1.34B
$37K ﹤0.01%
3,959
+1,902
+92% +$18.2K
284 285
286
287 288

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.